- Robert Half Finance & Accounting (Houston, TX)
- Description THE OPPORTUNITY We're seeking a Senior Compliance Associate with a robust background in securities compliance to join our wealth management client. The ... for a proactive individual with a deep understanding of the regulatory landscape for broker -dealers and investment advisers. HOW YOU WILL MAKE AN IMPACT + Policy and… more
- Charles Schwab (Lone Tree, CO)
- …and alerts include Visa debit card transactions for both the Bank and Broker Dealer products. **Responsibilities** The Senior Specialist is responsible for ... potential fraud alerts and conducting Visa debit card investigations. Senior Specialists for the VROM/VFI team must demonstrate initiative...Detailed knowledge of Schwab systems related to both the Broker Dealer and the Schwab Bank sides of the… more
- L3Harris (Melbourne, FL)
- …sea and cyber domains in the interest of national security. Job Title: Senior Specialist, Global Trade Compliance (Customs) Job Code: 28637 Job Location: Arlington, ... in the Arlington, VA or Melbourn, FL offices. A Sr. Specialist is a senior professional with strong knowledge of customs trade compliance and broad knowledge of… more
- OTC Markets Group Inc (New York, NY)
- OTC Markets Group Inc VP, Senior Investor Relations Success Manager - Corporate Services OTC Markets Group - New York, NY - Full Time OTC Markets Group Inc., ... operator of premier US financial marketplaces, is seeking a VP, Senior Investor Relations Success Manager to join our Corporate Services team. Since this requires… more
- CH Robinson (Atlanta, GA)
- CH Robinson is seeking a Senior Customs Entry Writer for our office in Atlanta. In this role, you'll be recognized as role model for account management excellence ... to upskill and mentor others on the team. The Senior Customs Entry Writers own an account base and...the Customs Regulations, specifically 19 CFR 111.53(e), a Customs Broker is required to receive written approval from US… more
- KeyBank (Chicago, IL)
- …information, visit Key.com/corporate. About the Role: The primary responsibility of the Senior Underwriter is to access the risk of commercial loans under ... located in Chicago, IL or Overland Park, KS. The Senior Underwriter works independently and is held accountable for...third party report providers. . Assess market data and broker information and include analysis within credit memo. .… more
- AIG (Houston, TX)
- Senior Underwriter, Hull and Marine Liability, At AIG, we are reimagining the way we help customers to manage risk. Join us to play your part in that transformation. ... professionals and add more value to our customers and AIG. Position Summary:The Senior Underwriter will contribute to the growth of the business by underwriting… more
- AIG (Scottsdale, AZ)
- …is part of the UW support career progression and may report to a Senior Specialist, UW Support, Team Leader, or to an Team Manager, Underwriting Support. The ... Senior UW Asst is an individual contributor within the...submission for missing information and follows up with the broker for outstanding items. + Performs a comparison of… more
- City National Bank (Los Angeles, CA)
- * SENIOR COUNSEL- AML/FINANCIAL CRIMES* WHAT IS THE OPPORTUNITY? The Senior Counsel- AML/Financial Crimes will provide legal advice to City National Bank, a ... substantial experience advising regulated financial institutions (including national banks and broker -dealers) on laws and regulations relating to AML and Financial… more
- US Bank (New York, NY)
- …support functions, such as Risk, Compliance and Regulatory Services + Work with senior leadership within the business line and advises on regulatory and risk ... supporting capital markets products + Experience with securities laws and broker -dealer regulatory matters + Experience with corporate finance, in particular the… more