- Charles Schwab (San Francisco, CA)
- …planning across the corporation and its subsidiaries, including our bank and broker -dealers. We monitor and ensure adherence to regulatory ratios including the ... ensuring compliance at all times, and escalating issues to senior management as necessary. We work with internal and...Demonstrated detailed knowledge of finance * Deep knowledge of broker / dealer liquidity and collateral requirements * Extensive… more
- Panasonic North America (De Soto, KS)
- …Get To Do:** The Customs Compliance and Operations Manager will report to Senior Management of Logistics Group of Panasonic Corporation of North America (PNA.) The ... resulting from ever changing Federal regulations and business practices. ** Broker Filer Supervision** + Oversee transmission of classification and information… more
- Guardian Life (New York, NY)
- …standards impacting Guardian's retail wealth management business, including its affiliated broker -dealer and investment adviser entities. + Assist with the Firm's ... Assist in the preparation of required regulatory filings. Collaborate with and assist senior personnel within Law, Compliance, and PAS business areas to perform high… more
- UPMC (Pittsburgh, PA)
- We have an exciting opportunity for a full-time Senior Sales Executive to join our sales team at UPMC Health Plan! This position will have responsibility for ... assigned broker sales for the 51 - 499 market segment...ideal candidate will have prior sales experience in the broker community and a proven track record of sales… more
- Cushman & Wakefield (Homewood, AL)
- …and translating analysis findings into high-level summaries with oversight from senior members of the Multifamily Advisory Group ("MAG"). Additional responsibilities ... **Job Description** **Essential Duties** + Support the execution of MAG Broker team financial analysis and valuation modeling requests, including scenario analyses… more
- CBRE (Palo Alto, CA)
- …+ Maintain the list of targets, track progress, and issue periodic updates to senior team members. + Manage processes and reports to audit data. Identify and resolve ... Prepare materials and take part in market meetings and broker debriefs. + Partner with Research and Marketing teams...success rates. Help identify expert resources to support the broker 's pursuit activities. + Provide the sales team with… more
- CBRE (Raleigh, NC)
- …of products, including land, office, retail and industrial. + Coordinate field broker selection and required resources. Facilitate client review and approval of ... for proposals, proposal comparison packages, letters of intent, and broker 's opinions of value. + Coordinate the negotiation of...groups. + Ability to empower and motivate key employees, senior leaders, and clients to take desired action. +… more
- AIG (Los Angeles, CA)
- …of risk by identifying hazards and exposures for new and renewal business. + As a senior member of the team, you will set a high standard of customer service to ... less-experienced underwriters - and support them in building their broker network. + Your relationships with brokers will be...also aim to generate new business by expanding your broker network, representing AIG at internal and external meetings/… more
- Atria Wealth Solutions (Marion, IN)
- …through CUSO Financial Services, LP (CFS). Member FINRA/SIPC. CFS is a broker /dealer and Registered Investment Advisor with a stable track record of serving ... more about CFS, please visit www.cusonet.com. CFS (Member FINRA/SIPC) is a broker -dealer and Registered Investment Advisor with a stable track record of serving… more
- Atria Wealth Solutions (Williston, VT)
- …Vermont Life and Health Insurance Licenses a plus CFS (Member FINRA/SIPC) is a broker -dealer and RIA with a stable, 25-year track record of serving the investment ... the future of wealth management with the open-minded agility, senior -level access, and expert technology to get there. We...farther. We are ranked as one of the top broker -dealers in the industry and we work with some… more