- Deloitte (New York, NY)
- …investigations, and/or independent testing. The Team Our Forensic, Discovery, & Financial Crime offering provides services to support anti-money laundering, ... to financial institutions, including retail, wholesale and international banks, broker dealers, mutual funds and insurance companies + Ability to develop… more
- Access Dubuque (Dubuque, IA)
- …Fax [email protected] Email True False True **Job Details** Categories Banking/Mortgage/ Financial Services Customer Service Education ... 1-3 years of sales experience who are motivated by financial rewards. **What You'll Get:** At Cottingham & Butler,...Senior Associate Eide Bailly Purchasing Agent Sedona Staffing Services **Share this Job** Cottingham & Butler/ SISCO **About… more
- Vanguard (Malvern, PA)
- …progressive management responsibilities. Minimum eight years of supervisory experience in financial services . + Thorough understanding of securities trading and ... leading Margin, Securities Lending, and Asset Servicing for Vanguard's retail broker -dealer. This role oversees the operational effectiveness, risk management, and… more
- City of New York (New York, NY)
- …can use coverage provided to access doctors, medication and other health care services at little or no cost. The Medical Assistance Program (MAP), is recruiting ... program growth without causing delays or interruptions to its service delivery. The ED collaborates with the ADC in...twelve months by SDOH and the Department of Social Services Information Technology Services (DSS ITS) pursuant… more
- Marex (New York, NY)
- Diversified. Resilient. Dynamic. Marex is a global financial services platform, providing essential liquidity, market access and infrastructure services to ... + Experienced in governance, risk, assurance, compliance, or internal control roles in Financial Services . + Advanced technical risk and control knowledge and… more
- Guardian Life (New York, NY)
- …compliance program effectiveness and efficiencies. **You have** + Broad knowledge of the financial services industry and FINRA, SEC and State rules and ... our 29 million customers realize their dreams through a range of insurance and financial products and services . Our Purpose, to inspire well-being, guides our… more
- AIG (Los Angeles, CA)
- …underwriting teams help to find insurance solutions in areas including Financial Lines, Property, Casualty, Specialty Lines, Cyber, Multinational Clients, and High ... exposures for new and renewal business. + As a senior member of the team, you will set a...team, you will set a high standard of customer service to brokers and clients - providing an example… more
- TD Bank (New York, NY)
- …and implement processes to streamline and standardize annual reporting to regulators across broker -dealers and swap dealers and draft relevant content + Act as a ... and metrics on remediation efforts to be delivered to senior management committees and the Board of Directors of...+ 7-10 years of experience with a registered US broker dealer, swap dealer, Global Systematically Important Bank (GSIB),… more
- Principal Financial Group (Des Moines, IA)
- …job-related duties or special projects as required Operating at the intersection of financial services and technology, Principal builds financial tools that ... a personal and professional level. Together, we're imagining a more purpose-led future for financial services - and that starts with you. Our success depends on… more
- HUB International (New York, NY)
- …as a senior SEC regulatory compliance professional for either a large financial services firm + Experience leading a team and preferably, leading a ... excellence. HUB is one of the largest global insurance and employee benefits broker , providing a boundaryless array of business insurance, employee benefits, risk … more