- Travelers Insurance Company (Centennial, CO)
- …over 40 years of serving the non-admitted marketplace. Backed by the financial strength and resources of Travelers, Northfield offers E&S coverages for hard-to-place ... and acceptability. Review over-authority exception referrals. Provide exceptional customer service . Perform required underwriting audits and provide coaching to… more
- Broadridge Financial Solutions (Boston, MA)
- …and risk management standards are met, particularly in regulated industries such as financial services . Qualifications: + 8+ years of SaaS product leadership ... Broadridge team. Broadridge Advisor Solutions (BAS) is seeking a strategic and resourceful Senior Product Leader to serve as a second-in-command to the VP of… more
- Broadridge Financial Solutions (Coppell, TX)
- …Experience with Cloud Technologies (especially AWS) + Professional background in the financial services industry. Compensation range: $130,000 - $150,000. Bonus ... join the Broadridge team. We are seeking a knowledgeable and collaborative Senior Software Engineer specializing in .Net development to join our Asset Management… more
- TD Bank (New York, NY)
- …**Preferred Qualifications:** + 7 or more years of experience with a registered US broker dealer, regulator, or global financial organization. + JD desirable but ... of operations, finance, regulatory reporting, sales and trading, at a global financial institution. + Firm understanding of securities and derivatives rules and… more
- TD Bank (New York, NY)
- …but not required. + 7 years of experience with a registered US broker dealer, swap dealer, Global Systematically Important Bank (GSIB), or associated regulator. + ... in trade or communications surveillance a plus. + Firm understanding of financial product rules and regulatory landscape, as well as a strong understanding… more
- Capital One (New York, NY)
- …Product, Commercial Bank Capital Markets **Capital Markets | Head of Product | Senior Director** The Capital Markets Group is a high growth business within Capital ... new Capital Markets capabilities that expand our portfolio of services for clients and in doing so drive continued...working knowledge of regulatory requirements relevant to the bank's Broker Dealer (SEC / FINRA) and Swap Dealer (CFTC… more
- Zero Hash (IL)
- …and custody, crypto-backed rewards and round-up programs. Our thesis is very simple: every financial services firm will offer digital assets within the next 2 ... and negotiate a variety of commercial agreements, including NDAs, client services agreements, vendor contracts, and partnership agreements. + Provide legal advice… more
- GE Aerospace (Evendale, OH)
- …of safety and quality partnership with GE Aerospace suppliers. Works with senior quality leadership to understand and overcome internal and external business ... challenges; advising and pioneering best practices to improve products, processes, or services . Stays informed of industry trends that may influence work scope,… more
- TD Bank (New York, NY)
- …has enterprise wide impact or accountability. + Position deals with senior /executive management. + Key contact for business management, regulators and ... more years of experience in, with a registered US broker dealer or regulator, Branch Inspections testing a plus....handle multiple assignments at the same time. + Client service skills - the candidate must demonstrate the judgment… more
- TD Bank (New York, NY)
- …has enterprise wide impact or accountability. + Position deals with senior /executive management. + Key contact for business management, regulators and ... or more years of experience with a registered US broker dealer or regulator. + JD desirable but not...leadership and communication (oral and written) skills. + Client service skills - the candidate must demonstrate the judgment… more