- US Bank (Boston, MA)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... At US Bank , we're on a journey to do our...statements, shareholder applications, regulatory documents and tax forms. Assist Senior Relationship Managers with daily responsibilities. **Basic Qualifications** -… more
- Education First FCU (Beaumont, TX)
- …Processor. + Must comply with applicable laws and regulations, including but not limited to, the Bank Secrecy Act , the Patriot Act , and the Office of ... throughout their employment. + Interpersonal Skills: The ability to motivate or influence senior level personnel, internally or externally, is a key component of the… more
- MUFG (New York, NY)
- …Business Standards of Conduct and all Patriot Act , CIP, Anti-Money Laundering, Bank Secrecy Act , Information Security and suspicious activity reporting ... Digital Product Management. The successful candidate will collaborate with Senior Product Managers to ensure the delivery of a...Fair Chance Ordinance, and (iv) the California Fair Chance Act ) to the extent that (a) an applicant is… more
- Education First FCU (Beaumont, TX)
- …capabilities. + Must comply with applicable laws and regulations, including but not limited to, the Bank Secrecy Act , the Patriot Act , and the Office of ... Strong analytical and project management skills. Able to communicate with senior managers, employees, trainers from other companies, outside vendors, and… more
- City National Bank (Phoenix, AZ)
- …the guidelines for the implementation of 2nd line of defense on AI requirements (eg Bank Secrecy Act , Know Your Client, Community Reinvestment Act , ... strategic goal of becoming an Artificial Intelligence (AI) enabled bank , this role provides AI risk governance expertise that...procedures including second line oversight of AI strategy. * Act as a trusted advisor and an effective challenger… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- The Senior Manager, AML uses extensive knowledge and skills obtained through education, experience, specialized training and/or certification in the securities or ... any audit or regulatory findings. + Report progress on corrective actions to Senior Management and the Board. + Overseeimplementation of the automated AML system and… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Job Description:** **Position:** Senior FCRM Compliance Officer **Reports to:** Director, Financial Crime Risk Oversight, ... Assess and opine on financial crime risks of new products and mandates. The Senior FCRM Compliance Officer is responsible for supporting the firm's FCRM program and… more
- FirstBank PR (San Juan, PR)
- SENIOR BUSINESS ANALYST OPERATIONS CENTER OF EXCELLENCE (OCE) FIRSTBANK PR Our Company At FirstBank PR, we strive to be trusted advisors to our clients and our ... number one place for you. A Brief Overview The Senior Business Analyst of the Operations Center of Excellence...Assist in the implementation of strategic projects of the Bank with focus on Banking Operations and perform the… more
- Huntington National Bank (Plymouth, MN)
- …The Model Management and Optimization (MMO) team within Risk Management's BSA Operations Department is primarily responsible for the development and maintenance ... of products, models, and business intelligence used for BSA /AML and OFAC compliance. In addition to continuously improving Customer Risk Management, Transaction… more
- FirstBank PR (San Juan, PR)
- Senior General Auditor Assistant Internal Audit Dept. Our Company At FirstBank PR, we strive to be trusted advisors to our clients and our employees are the ones ... yes, FirstBank is the number one place for you. A Brief Overview The Senior Assistant General Auditor oversees multiple Internal Audit Teams within the areas of… more