- Capital One (Richmond, VA)
- Senior Manager, Compliance Advisor - Credit Card The Senior Manager, Compliance Advisor - Credit Card performs a key risk management role (second ... working within the Compliance Management Program framework, the Credit Card Compliance Advisor is responsible for delivering quality results, providing … more
- Vanguard (Malvern, PA)
- You will be a member of a team of dedicated compliance professionals who play a critical role in ensuring Vanguard adheres to regulatory requirements and internal ... on information barriers, conflicts of interest, and investment management compliance advisory support. You will serve as a trusted... advisory support. You will serve as a trusted advisor to the investment management business and provide guidance,… more
- CIBC (Chicago, IL)
- …a strong, innovative and relationship-oriented bank for a modern world. JOB PURPOSE The Senior Compliance Officer will support CIBC Bank USA and CIBC Inc. ... Bank adheres to all applicable laws, regulations, and internal policies. The Senior Compliance Officer reports to the Deputy Chief Compliance Officer (CCO)… more
- Capital One (Richmond, VA)
- Compliance Privacy Advisor , Senior Associate Capital One's technology transformation has presented an exciting opportunity to usher in leading edge, ... facilitate a well-managed privacy program across the company. The Compliance Privacy Senior Associate performs a key...and emerging privacy laws and managing privacy risk. The advisor will collaborate with an experienced and diverse group… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …+ Manages the preparation, consolidation and delivery of monthly and quarterly Compliance reports for senior leaders. + Collaborates with cross-functional teams ... Code of Conduct updates across the organization. + Routinely interacts with senior leaders within Compliance , Risk, AML and across the firm. + May represent the … more
- Commerce Bank (Kansas City, MO)
- …of the compensation range for some roles. This compensation range is for the Banking Compliance Advisor III and Senior job and contemplates a wide range ... of this job is to provide advice with respect to implementation of and compliance with applicable rules and regulations. Essential Functions + Stay informed of … more
- Quad (Sussex, WI)
- …employees on a variety of topics and issues, the Employee Relations Sr. Advisor is responsible for leading the Employee Relations initiatives and relationships at ... various levels within the organization. The Employee Relations Sr. Advisor will be heavily engaged in driving these key...and procedures that need to be followed to ensure compliance and fair treatment of employees. + Talent: by… more
- Umpqua Bank (Eugene, OR)
- Senior Wealth Advisor Wealth Management Irvine, California Sacramento, California Santa Rosa, California Los Angeles, California San Diego, California San Jose, ... for people. Together for business. Together for better. **About the Role:** A Senior Wealth Advisor is an experienced financial professional who can work… more
- Lenovo (Morrisville, NC)
- Senior Advisor , AI Ethics **General Information**...Advisor , AI Ethics to join our Ethics and Compliance team. This individual will play a critical role ... in alignment with Lenovo's ethical principles, regulatory requirements, and Lenovo's AI Policy. The Senior Advisor will conduct AI ethical reviews and serve as a… more
- JPMorgan Chase (Fairfax, VA)
- **Job Summary** Join our fun, high-energy team as a Senior Home Lending Advisor in Chase Home Lending and put your exceptional knowledge and understanding of ... making a significant impact on our business. As a Senior Home Lending Advisor in Chase Home...continued employment in this position would be contingent upon compliance with Truth in Lending Act/Dodd Frank Loan Originator… more