- M&T Bank (Amherst, NY)
- …for potential off-shore opportunities. + Coordinate due diligence reviews with business, Compliance , privacy, Risk, and Audit . Assist with drafting contract ... M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by external regulators as… more
- CareFirst (Baltimore, MD)
- …stakeholders, along with analyzing financial trends, validating data accuracy, and ensuring compliance with internal and external audit requirements. This role ... and timelines, prioritizing requests to meet regulatory deadlines in compliance with Generally Accepted Accounting Principles (GAAP), Federal Acquisition Regulations… more
- City National Bank (New York, NY)
- * COMPLIANCE ANALYST * *WHAT IS THE OPPORTUNITY?* The Compliance Analyst will be responsible for monitoring, oversight and independent review and ... assessment of the Compliance framework for the Division. Ensure processes are in...new/revised product and service offerings and work closely with senior leaders of business units to plan a response.… more
- M&T Bank (Buffalo, NY)
- …Matter Expert for enterprise initiatives, complex discretionary projects, compliance /regulatory, and required contractual projects (ie system releases) Serves ... applications. + Complete status reports and present projects, status or activities to senior management as required. + Manage the client relationship with the lines… more
- New Jersey Resources (Wall Township, NJ)
- …schedules, opportunities for growth and development, and competitive pay and benefits. The Senior Analyst SOX Compliance is responsible for assessing the ... of internal controls over financial reporting and coordinating all aspects of compliance with the Sarbanes-Oxley Act in partnership with business units and the… more
- Athene (West Des Moines, IA)
- …will include leading cross-functional activities of participants who do not report to the Compliance Senior Analyst . + Experience with compliance ... Purpose: Provide strategic leadership for Athene USA's Financial Crime Compliance Program, including the Anti-Money Laundering (AML) and Special Investigation… more
- American Water (Camden, NJ)
- …data request response and maintain data request inflow and outflow. Support compliance requirements and filings. Key Accountabilities * Take active role in debt ... debt deals, tracking debt issuance fees, calculating all-in costs for senior management analysis, preparation of various certificates, review of debt legal… more
- Invenergy (Chicago, IL)
- …of strengths and gaps in risk management practices and procedures. + Support any compliance or internal audit process of control procedures, as and when required ... Description Position Overview Reporting to the Manager, Enterprise Risk Management , the Senior A nalyst , Enterprise Risk Management will support implementa tion of… more
- WTW (Philadelphia, PA)
- **Description** **The Role** We are seeking an organized and detail-oriented Retirement Plan Compliance Analyst to join our team. As a compliance analyst ... and best practices to ensure use of cutting-edge tools and language. ** Compliance :** Ensure all plan documents comply with ERISA regulations and other applicable… more
- M&T Bank (Timonium, MD)
- …footprint. **Overview:** A member of the Commercial Credit team that partners with senior team members supporting the duties of underwriting and the on going ... credit request discussions or committee presentations. + Ensure credit policy compliance by verifying adherence of underwriting to the Commercial Credit Policy… more