- New York State Civil Service (Albany, NY)
- NY HELP No Agency Empire State Development, NYS Title Senior Compliance Manager, Contractor & Supplier Diversity Occupational Category Other Professional Careers ... and Women-Owned Business Enterprise (MWBE) and Service-Disabled Veteran-Owned Business (SDVOB) participation goals and maximizing program compliance . The… more
- Vanguard (Charlotte, NC)
- …including root cause analysis and recommendations for remediation. Communicates findings to business partners and senior compliance leadership. + Provides ... in Regulation E, Regulation CC, NACHA rules, and FINRA oversight . You will design and execute compliance ... compliance guidance and advisory support to business units, helping to mitigate risk and strengthen control… more
- First Horizon Bank (Memphis, TN)
- …testing of all Products and Services to all applicable regulations in which Corporate Compliance has oversight responsibility. Must have a knowledge of all state ... and federal laws and regulations related to Consumer, Trust, and Commercial Compliance to be leveraged as part of other testing responsibilities. Must have… more
- Invenergy (Chicago, IL)
- …provide operational oversight for Invenergy's RTO/ISO Market Registrations and Operational Compliance programs. In this role, the Sr. Manager will build a team ... from the posting date. This position will remain open for application based on business need, which may be before or after the 3-day posting window. Job Description… more
- Comerica (Charlotte, NC)
- …with implementations of changes to frameworks. Risk & Control Advisory Serves as a senior Business Control leader, liaising with risk and control owners and ... demonstrating active, robust risk management to key stakeholders and senior business leaders. Provides credible challenge to... business leaders. Provides credible challenge to business leaders and robust oversight to continuous… more
- T. Rowe Price (Baltimore, MD)
- …confident. We believe doing the right thing for our clients and our associates is good business . With a career at the firm, y ou can expect opportunities to create ... a difference in ways that matter to you . About this Position Investment Compliance is a dedicated function supporting global asset management processes by ensuring … more
- Scotiabank (New York, NY)
- …operational/process, risk and compliance issues with the ability to communicate with senior personnel on detailed issues in business ; + Drive analyses of ... Senior Manager, Business Risk Management US...and internal controls to review overall health of the business ; + Support Internal Controls in completing compliance… more
- Constellation (Maryville, MO)
- …and will serve as a secondary contact for field personnel and other business units in support of compliance activities **PRIMARY DUTIES AND ACCOUNTABILITIES** ... various Renewables sites. + Support the development and implementation of various business initiatives to compliance with evolving Federal and State regulatory… more
- Charles Schwab (Westlake, TX)
- …of business goals as well as the regulatory and industry environment. The Senior Team Manager, Retail Business Unit Risk will focus on risk management ... responsible for providing supervisory support through direct supervision, escalation, oversight , analysis, and supervisory risk assessments, to Schwab's Investor… more
- Citigroup (O'Fallon, MO)
- The Change Management & Cross Border Business Control Sr Lead - Senior Vice President position will support US Retail Bank with the below responsibilities: + ... Develop, implement, and maintain effective oversight routines for cross-border activity, ensuring compliance ...and industry best practices, adapting our controls to maintain compliance . + Prepare and deliver reports to senior… more