- American Express (New York, NY)
- …and together, you will help us define the future of American Express. ** Business Unit/Role Specific Information** Global Risk & Compliance (GRC): The Global ... & challenges the first line of defense (1LOD) to ensure effective governance, oversight , and sustainable business growth. + _Portfolio Analytics_ : Responsible… more
- Citigroup (Washington, DC)
- Serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM) Sanctions responsible for overseeing the Level 3 alert review ... across the firm and work with contacts in the Business and Compliance to ensure consistent and...performance appraisals, staff development, training, etc. + Providing review, oversight and guidance over the assessment of complex transactions,… more
- Dana-Farber Cancer Institute (Brookline, MA)
- …results as well as corrective actions. Prepares reports for regulatory bodies and senior management, including the Compliance Oversight Committee, the ... discrepancies. Develops and implements monitoring systems and metrics to ensure ongoing compliance . Prepares and presents review findings to senior management… more
- Mallinckrodt Pharmaceuticals (Webster Groves, MO)
- …training materials and resources, with the assistance of applicable Corporate Compliance Business Partners, and conducting live and virtual training. ... updating of the compliance policy portfolio in coordination with Corporate Compliance Business Partners, Legal and business stakeholders. Essential… more
- GCI Communication Corp (Denver, CO)
- GCI's Principal Compliance & Controls Transformation will c hampion compliance within GCI's Business to Business (GCI B), Business to Consumer (GCI ... Finance, and Application Technology departments as part of the Compliance & Controls Transformation (second line of defense) team....and control matrix, and control playbooks for all key business process control and IT general controls. + Assist… more
- Abbott (Sylmar, CA)
- …+ Provides direct oversight for moderately complex elements of Abbott's compliance program at the franchise, business unit, regional, divisional, or ... to ECO or direct management. + Responsible for direct compliance support of key business activities for...to the OEC Senior Director. + Assigned matters/ business units have moderate impact to Abbott's compliance… more
- TD Bank (New York, NY)
- …: New York, New York, United States of America **Hours:** 40 **Line of Business :** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is committed to ... **Depth & Scope** + Accountable for a significant area(s)/broad business units of Compliance that typically has...enterprise wide impact or accountability. + Position deals with senior /executive management. + Key contact for business … more
- JPMorgan Chase (New York, NY)
- …Assessments, higher risk client types, KYC and Customer Escalation Standards + Provide oversight and credible challenge at Senior Level Committees and Forums ... strong and resilient. You help the firm grow its business in a responsible way by anticipating new and...skills + 10+ years of work-related experience working in senior level roles within Risk Management and Compliance… more
- New York State Civil Service (New York, NY)
- … of regulated entities, including applications to adopt material changes of business ;* Communicates with and presents to senior management, both orally ... one of the following:* Evaluating the adequacy of board and management oversight of the financial institutions' compliance programs.* Reviewing lending, deposit,… more
- LA Care Health Plan (Los Angeles, CA)
- …quarterly financial analysis of their Medi-Cal provider network. Communicates effectively with senior leadership on compliance matters from audits or quarterly ... Manager, Financial Compliance Audit, $10,000 SIGN ON BONUS Job Category:...a variety of complex areas across all lines of business , including Medi-Cal, Covered California, D-SNP, and PASC-SEIU. This… more