- Thrivent Financial (Minneapolis, MN)
- …today-and tomorrow. Job Summary This position is responsible for providing portfolio compliance oversight for Thrivent's General Account, mutual funds, and other ... investment accounts. Portfolio Compliance oversight includes ensuring that all aspects...with Investment Operations staff, Portfolio Managers, Traders, and other senior leaders in the Investment division. The incumbent reports… more
- American Express (New York, NY)
- …you're finding new ways to prevent identity fraud or enabling customers to start a new business , you can work with one of the most valuable data sets in the world to ... have a meaningful impact on our customers and our business . And, with opportunities to learn from leaders who...Risk Management (TRM) team, within the Global Risk and Compliance organization and led by the Chief Risk Officer,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Raymond James business model. + Plays a role in the compliance reporting processes, including exception reporting, and approves corrective actions. + Works with ... to all regulatory requirements. + Monitors and reviews reporting, audits and compliance correspondence. + Partners with business units to recommend policy… more
- American Express (Charlotte, NC)
- …to second line risk assessments and oversight reviews. + Provide compliance advice on business initiatives, product changes, and control enhancements. + ... framework. This leader will be responsible for executing compliance program requirements across business functions in...Support data-driven compliance metrics and reporting for senior leadership,… more
- USAA (Plano, TX)
- …Risk & Compliance Advisor, you will provided independent second-line oversight , effective challenge, and expert guidance on business products, services, ... and processes within a risk and compliance framework. This role ensures adherence to regulatory requirements... and risk management support to a line of business or staff agency, focusing on key risk identification,… more
- TD Bank (New York, NY)
- …: New York, New York, United States of America **Hours:** 40 **Line of Business :** Compliance **Pay Detail:** $145,000 - $185,000 USD TD is committed to ... + Work closely with other support functions and the business areas to support a culture of compliance...judgment and ability to closely partner with and advise senior and line managers and other stakeholders on regulatory… more
- KeyBank (NY)
- …or gap. + Develop and maintain strong, collaborative relationships with all lines of business , mid to senior level management, other internal clients and peers, ... Summary** As part of Key's second line of defense Compliance Risk Management function, the Complaint's Management Compliance...Moreover, partnering with the LOB while balancing the fiduciary oversight role is important. This role is expected to… more
- TechInsights (Greenwood Village, CO)
- …candidate will bridge the gap between complex regulatory requirements and practical business operations, serving as both a compliance expert and trusted ... closely with senior leadership to translate regulatory changes into actionable business practices, conduct risk assessments, and build a culture of compliance… more
- Censeo Consulting Group (Washington, DC)
- Federal Immigration Compliance Specialist (Department of State) The Position: We are seeking driven, thoughtful candidates with experience in process improvement, ... technology enablement, survey design, monitoring and evaluation, and compliance to support impactful initiatives for our Federal clients at the US Department of… more
- TD Bank (New York, NY)
- …: New York, New York, United States of America **Hours:** 40 **Line of Business :** Compliance **Pay Detail:** $140,000 - $185,000 USD TD is committed to ... **Depth & Scope:** + Works independently and is accountable for managing a specialized compliance area, business or function and leads a team of specialists +… more