- Regions Bank (Atlanta, GA)
- …Commercial, etc. **Primary Responsibilities** + Directs compliance reviews and provides oversight of legal entities, business units, and processes + Advises ... section of the system. **Job Description:** At Regions, the Business Unit Compliance Function Manager operates as...our overall Continuous Improvement strategies. This role works with senior leaders throughout the Consumer Bank to develop and… more
- Neuberger Berman (New York, NY)
- …delivery, anchoring data governance and operational enablement for the SMA business . Partnering with Portfolio Management, Legal/ Compliance , Technology, Sales, ... and implement continuous improvements that enhance model delivery, manager-traded account oversight , and business scalability. Responsibilities + Champion data … more
- Gilead Sciences, Inc. (Foster City, CA)
- …across functions + Significant experience advising business function and senior leadership team on quality & compliance requirements, evolving regulation, ... within the CDS organization to ensure clinical trials are conducted in compliance with Gilead procedures, GCP and applicable global regulations + Analyze trends… more
- TD Bank (New York, NY)
- … Oversight , TD Securities, US **Position Summary** The US FCRM TDS Business Oversight team supports TD Securities in developing, implementing, and maintaining ... financial crime risk. This involves providing guidance on regulatory compliance , close partnership with business and legal,...and plays a key role within US FCRM TDS Business Oversight . **Primary duties include:** + Demonstrate… more
- BMO Financial Group (Chicago, IL)
- …senior management and stakeholders._ **_Regulatory Alignment_** _: Ensures compliance with jurisdictional laws and supports regulatory reporting through ... appetite of the Bank. Delivers expert advice, credible challenge, and effective oversight across to identify, assess, control, and manage these risks throughout the… more
- PNC (Strongsville, OH)
- …may be performed remotely, at the manager's discretion. - Provide independent oversight and challenge to the Business Resiliency and Operational Resilience ... and worksets in a thoughtful and concise manner to senior leaders - Leads and engages cross functional teams...program and corresponding communication strategies. Engages the lines of business to review and challenge compliance with… more
- Capital One (Riverwoods, IL)
- …governance oversight + At least 2 years of risk management, compliance or legal oversight experience with a payments network **Preferred Qualifications:** ... Director, Network Participant Risk Oversight Capital One is seeking an energetic, self-motivated...Director, you will also provide guidance to first line business areas and Network Participant management on whether they… more
- JPMorgan Chase (Columbus, OH)
- …processes, ensuring robust controls. + Act as the primary Risk contact for fraud oversight of new initiatives and business changes. + Maintain deep expertise in ... Chase Auto? As Vice President of Auto Fraud Risk Oversight , you'll champion the development and execution of robust...awareness and prevention. Your expertise will help safeguard our business and customers while advancing your career in a… more
- Tucson Electric Power (Tucson, AZ)
- **Corporate Compliance and Ethics Specialist I, II or Senior ** Company **Tucson Electric Power** Location **Tucson, AZ** Requisition ID **6105** **About Us** UNS ... employees,here (https://youtu.be/hpknvJPLuoc) andhere (https://youtu.be/7BECywu-Re4) . **Job Description - Corporate Compliance and Ethics Specialist I, II or Senior… more
- JPMorgan Chase (Columbus, OH)
- …+ Deconstruct and explain complex concepts and issues in a business -friendly manner to senior /executive management **Required qualifications, capabilities, and ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...strong and resilient. You help the firm grow its business in a responsible way by anticipating new and… more