- Capital One (Mclean, VA)
- Senior Director, Compliance Compliance & Ethics (C&E) is seeking a Senior Director to own the development, management, and oversight of program ... initiatives chartered to enhance existing governance and oversight of the Compliance Management Program (CMP)....connect elements of the CMP to the regulatory environment, business practices, and customer needs. This individual should also… more
- Ankura (New York, NY)
- …Adjustment. The Senior Director will also support practice and firmwide business development activities and initiatives and will be required to participate and ... 4 or other recognized organization. + Robust understanding of the operational, compliance , and business issues that affect a healthcare organization, especially… more
- Wellington (Boston, MA)
- …and external professionals, including those within the Product team, Legal & Compliance , Fund Services, and Tax, in researching internal information and regulatory, ... as for funds in Cayman and Bermuda. * Ensure compliance with the Investment Company Act of 1940 and...during meetings and draft regular reporting. * Coordinate with senior management. KEY COMPETENCIES AND SKILLS: 1. Relationship Building:… more
- Microsoft Corporation (Washington, DC)
- …beyond. **Responsibilities** The responsibilities of the Senior Operations Manager - Compliance & Trade: + Support oversight and management of Trade ... **Overview** The Senior Operations Manager - Compliance &...and awareness to senior stakeholders in various business functions to ensure Trade compliance covering… more
- Aegon Asset Management (Denver, CO)
- …and tracking. + Direct and manage compliance projects and initiatives involving business line senior managers; provide compliance guidance and advice. + ... information, visit transamerica.com . Job Description Summary Perform strategic compliance risk program design and oversight of...+ Direct and assign projects and provide guidance to senior managers, managers, and other compliance staff… more
- CVS Health (Downers Grove, IL)
- … risks. The individual will work independently, as well as collaboratively, with internal senior level corporate compliance and business teams that operate ... Manager is an experienced/career level compliance position that applies compliance , regulatory, business , analytical and communication skills to support,… more
- New York State Civil Service (Albany, NY)
- NY HELP No Agency Financial Services, Department of Title Virtual Currency Senior Analyst (Financial Services Specialist 2 ( Compliance ), SG-23) Occupational ... one of the following:* Evaluating the adequacy of board and management oversight of financial institutions' compliance programs.* Reviewing lending, deposit,… more
- City National Bank (Phoenix, AZ)
- * COMPLIANCE OFFICER SENIOR -MORTGAGE ORIGINATION* WHAT IS THE OPPORTUNITY? The Compliance Officer Senior - Mortgage is responsible for managing and ... compliance program covering US Mortgage Banking including monitoring business area compliance with applicable laws and...compliance . This role is responsible for directly managing oversight of the US Mortgage Banking division, assisting … more
- Wellington (New York, NY)
- …our perspectives with those of our clients. **About the Role** The Senior Compliance Analyst will support Wellington Management's Global Private Investments ... to candidates in Boston, New York and Chicago. The Senior Compliance Analyst will be a member...+ Assist with providing timely regulatory advice to investment, business and infrastructure teams, on information barrier requirements, regulatory… more
- USAA (Phoenix, AZ)
- …and perform trend analysis using business intelligence tools. + **Regulatory Compliance & Control Oversight :** Provide control oversight to ensure ... a shown history of influencing senior leaders and collaborating with Compliance , Risk Management, Business Operations, Audit, and IT departments. + Strong… more