- Citigroup (Irving, TX)
- …Significant impact on the area through complex deliverables. Provides advice and counsel related to the technology or operations of the business. Work impacts ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Robert Half Finance & Accounting (Chicago, IL)
- …teams. (15%) + Liaison with external auditors, external and internal legal counsel and other external reporting contributors. (15%) + Interprets new technical ... theory, principles, practices and regulations including FASB/GAAP, SEC and SOX compliance + Understands requirements for documentation in work papers, disclosures… more
- First Horizon Bank (Chattanooga, TN)
- …to meet the requirements of a background credit check. This position requires compliance with the SAFE Mortgage Licensing Act of 2008 and all related regulations. ... clients, communities and associates unlock their full potential with capital and counsel . Headquartered in Memphis, TN, the banking subsidiary First Horizon Bank… more
- Aegon Asset Management (Cedar Rapids, IA)
- …by Transamerica Corporate , which includes Finance, People and Places, General Counsel , Risk, Internal Audit, Strategy and Development, and Corporate Affairs, which ... the single point of contact for approved vendor contracts and vendor compliance for the Operations organization. Responsible for vendor oversight, vendor execution,… more
- Northrop Grumman (Redondo Beach, CA)
- …Grumman Aeronautics Systems has an opening for either a **Principal International Trade Compliance Analyst (Level 3)** or ** Senior Principal International Trade ... required documentation preparation and reviews with management, auditors, and legal counsel + Maintains applicable trade compliance records in accordance… more
- American Water (Camden, NJ)
- …Chief SEC Counsel and Secretary (Corporate Secretary) within the Legal Counsel & Services Department. The Senior SEC/Governance Paralegal will independently ... respect to: (1) various SEC and corporate matters, including compliance processes associated with SEC and Section 16 filings,...to time by the Corporate Secretary or the SEC Counsel . The Senior SEC/Governance Paralegal will also… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is committed to providing fair ... specific details for this role. **Job Description:** The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, guidance… more
- Capital One (New York, NY)
- …with our Compliance Management Program + Prepare management reporting on privacy compliance activities + Consult with legal counsel and other subject matter ... Director, Compliance Privacy Advisor The Capital One Privacy ...balance operating independently with appropriate escalation and interaction with senior leadership + A proven track record of supporting… more
- Mastercard (Atlanta, GA)
- …a Mastercard strategic initiative and will report to the Senior Managing Counsel , Regulatory. The ideal candidate is a compliance champion and proven leader ... implement parameters for key risk indicators for escalation to senior management * Partner closely with AML Compliance... senior management * Partner closely with AML Compliance , Finance, and other business units to meet regulatory… more
- Stanford Health Care (Palo Alto, CA)
- …America) **This is a Stanford Health Care job.** **A Brief Overview** Reporting to the Senior Vice President (SVP) - Chief Compliance and Privacy Officer in the ... and privacy trends to inform and advise the Chief Compliance and Privacy Officer and other senior ...proactive monitoring and collaboration with the Office of General Counsel and the Office of the Chief Risk Officer.… more