- University of Rochester (Rochester, NY)
- …education, experience, qualifications, expertise of the individual, and internal equity considerations._ **Responsibilities:** GENERAL SUMMARY Provides oversight, ... administration, and direction for high-risk and high-priority financial research compliance functions. Directs the Office of Research Compliance for clinical… more
- Vanguard (Malvern, PA)
- …and fosters lines of communication between, and with, business contacts, Legal and Compliance , Enterprise Risk Management, Internal Audit and global ... successful candidate will lead a dedicated team, oversee the financial crimes compliance program, and ensure adherence to regulatory requirements. Serves as Chief… more
- American Express (Charlotte, NC)
- …reporting for governance forums and senior leadership. + Contribute to audit and exam readiness and support internal and external reviews. **Qualifications** ... the future of American Express. American Express is seeking a dynamic and detail-oriented Compliance Manager to join the First Line of Defense (1LOD) Compliance … more
- West Pharmaceutical Services (Exton, PA)
- …Compliance & Integrity Manager include protecting the company's assets, enforcing compliance with internal regulations, recommending improvements to our ... internal control structure, and ensuring compliance with local laws, industry codes and regulations. This... & Privacy Officer to develop periodic reports for senior management and the board. + Assists with the… more
- BeOne Medicines (San Mateo, CA)
- … compliance and enable transparency, escalation, and resolution of GMP and GDP compliance matters. This role reports to the Senior Director, Global Clinical ... proper root cause assessments, corrective and preventive actions for quality issues, site non- compliance , audit and inspection findings are in place, and that… more
- Commerce Bank (Kansas City, MO)
- …+ Assist in responding to requests from regulators and/or addressing exceptions from audit , both internal and external + Provide advice during the development ... controls + Provide ongoing support and advice related to compliance with internal procedures and processes with...some roles. This compensation range is for the Banking Compliance Advisor III and Senior job and… more
- TechInsights (Greenwood Village, CO)
- …of policies and procedures resulting from regulatory changes + Apply and interpret audit and compliance requirements for various departments + Monitor ... in technology or semiconductor sectors + Demonstrated experience developing and implementing compliance programs and internal controls + Excellent analytical and… more
- Fresenius Medical Center (Mesa, AZ)
- …utilizes established procedures to provide analytical and administrative support in compliance with company policies and procedures. The Internal Auditor ... able to work from your home location _within the United States_ Must have Senior level Medical AR and Insurance Verification experience PURPOSE AND SCOPE: An … more
- Tradeweb (New York, NY)
- …connectivity, and transparency in electronic trading. https://www.dol.gov/ofccp/regs/ compliance /posters/pdf/eeopost.pdf **Group Details** Tradeweb is seeking a ... mid-to- senior level Compliance Officer with deep expertise in data privacy, privacy...Executive Orders, OECD principles) and prepare the organization for compliance . + Promote an internal "responsible AI"… more
- American Express (Sandy, UT)
- …law enforcement bulletins to identify and assess new threatsCollaborate with internal stakeholders across compliance , investigations, global security, fraud, ... team focuses on financial crimes threats and risks, leveraging internal and external sources of intelligence for the purpose...least three years in any of the following: BSA-AML compliance , law enforcement, intelligence, compliance , audit… more