- Capital One (Richmond, VA)
- …executed by peers for accuracy and adherence to test procedures + Evaluate Internal Audit , Regulatory Exam, and self-identified issues and events for ... Senior Manager, Compliance Advisor - Retail...or military experience + At least 6 years of compliance , risk, legal or audit experience within… more
- ERCOT (Taylor, TX)
- …adherence to NERC Reliability Standards as codified in FERC Order 693, maintaining compliance across internal controls, audit readiness, and operational ... Analyst role will partner with the organization to identify internal controls, assess those controls, consider compliance ...committees, TAC, ROS, WMS, and PRS as needed. Level Senior - Above + Coordinates and communicates on standards,… more
- TD Bank (Greenville, SC)
- …and regulations (eg, primarily consumer financial protection laws).** **Duties:** **The Senior Compliance Testing Analyst is responsible for executing ... and regulations (eg, primarily consumer financial protection laws).** **Job Summary:** The Senior Compliance Testing Analyst executes independent testing of … more
- Dominion Energy (Cayce, SC)
- …audit readiness within the business area. * Execution of Dominion Energy's compliance audit preparations, schedules and logistics within the business area ... Power Generation- Senior NERC Compliance Specialist **Date:** Aug...upon notification of an official compliance audit from regulatory and reliability entities… more
- Mom's Meals (Ankeny, IA)
- …a Compliance Risk Assessment and corresponding Work Plan + Design and conduct Compliance audit program + Assess methods and procedures used to store and ... Position SummaryThe Senior Director - Compliance and Privacy... compliance hotline vendor software, Governance, Risk, and Compliance (GRC) software, or compliance audit… more
- EMCOR Group (Norwalk, CT)
- **Description** **Job Title:** Senior Manager of Accounting & Compliance **Reports to:** VP of Finance **Location:** Norwalk, CT **FLSA Status:** Full-Time / ... accounting, human resources, legal, national purchasing and information technology. **Summary** The Senior Manager of Accounting & Compliance is a segment level… more
- Scotiabank (Dallas, TX)
- …Coordinate in the collation of information and execution required by regulators and internal audit to facilitate the latter's examinations/reviews. + Assist in ... Senior Analyst - Internal Control FLOR...First Line (FLSS), Second Line (Operational Risk Management), and Internal Audit , to confirm comprehensive and consistent… more
- Moss Adams LLP (Seattle, WA)
- …challenges. **Introduction to the team** The Financial Services group provides regulatory compliance , internal audit , information systems and related ... **Financial Institutions Consulting Senior - Regulatory Compliance ** **Description** At Moss...engagement Staff + Perform and document testing on consulting, compliance and internal audit engagements… more
- Forward Air (Coppell, TX)
- Position: Senior Trade Compliance Manager Job Description: The Senior Trade Compliance Manager will be responsible for the development, implementation, ... This role requires a hands-on leader who can provide strategic guidance to senior leadership, manage day-to-day compliance operations, and foster a culture of… more
- Dartmouth Health (Lebanon, NH)
- …compliance audits. * Supports general auditors to design and approve audit procedures including analytical review, internal control assessments, and ... timeliness of financial reporting, efficiency and effectiveness of operations and compliance with rules and regulations. Researches, analyzes and interprets laws and… more