- TD Bank (New York, NY)
- …team and colleagues; and promotes and monitors staff adherence to approved internal Compliance policies, procedures, standards and guidelines, in addition to ... Senior Manager** to prepare executive reporting content for compliance and risk stakeholders. This critical role will lead...Skills:** + **Minimum of 10 years of experience in Compliance , Risk Management, Audit , or a related… more
- Santander US (Dallas, TX)
- …CTU and with other stakeholders including business and technology process owners and Internal Audit . + Promoting knowledge sharing and promulgation of best ... Regulatory Compliance Testing - Senior Advisor Country:...conjunction with other testers, working cross-functionally, conduct validations, prepare audit or exam requests, or train other less experienced… more
- Citigroup (Jersey City, NJ)
- …including Product Compliance , Business process owners, Risk management and Internal Audit function. + Identifying industry best practices and share ... Serves as a senior compliance risk officer for Independent...Trading and Risk business. + Knowledge and extensive regulatory compliance and/or experience with auditing principles including audit… more
- Scotiabank (Dallas, TX)
- Compliance Testing Senior Manager, Swap Dealer and Derivatives Compliance **Requisition ID:** 220508 **Salary Range:** 99,790.00 - 190,995.00 _Please note ... the team's business strategies and objectives. Ensures all activities conducted in compliance with governing regulations, internal policies and procedures. The… more
- Citigroup (New York, NY)
- …matters as required. Serves as liaison with regulatory examiners, Internal Audit , and external auditors on critical Compliance issues and oversees the ... Serves as a senior function/business/product compliance risk officer covering...to operational issues, transactional approvals and the application of internal compliance policies for day-to-day activities; +… more
- PNC (Pittsburgh, PA)
- …**Competencies** Anti-money Laundering/Sanctions Policies and Procedures, Audit And Compliance Function, Fraud Management, Internal Controls, Problem Solving ... valued and have an opportunity to contribute to the company's success. As a Compliance Program Manager Senior within PNC's Human Resources Risk & Compliance… more
- Robert Half Finance & Accounting (Baltimore, MD)
- …My client is a nationally recognized industry leader. They are actively seeking a senior internal audit consultant who can travel to clients around ... auditing, risk management, or financial analysis. * Strong understanding of internal controls, Sarbanes-Oxley compliance , and business process evaluation. *… more
- New York State Civil Service (Albany, NY)
- …emerging risks; * Conducts risk-based assessments of applicants' and Licensees' governance, compliance , and internal audit controls; BSA/AML program; ... NY HELP No Agency Financial Services, Department of Title Virtual Currency Senior Analyst (Financial Services Specialist 2 ( Compliance ), SG-23) Occupational… more
- Highmark Health (Pittsburgh, PA)
- …within task-based budgets.Collaborate and communicate with Information Security, Privacy, Procurement, Audit , Compliance , and other teams across the Enterprise ... procedures, questionnaires, training, etc. and is responsible for monitoring compliance with departmental metrics, internal control activities, contractual… more
- BMO Financial Group (Chicago, IL)
- …and surveillance activities to ensure program remains current and aligned with BMO Compliance Program. Works with business/group and internal partners to ensure ... to applicable regulatory policies and procedures. + Represents the business/group Compliance team and interacts with examiners/auditors during internal , external… more