- Robert Half Finance & Accounting (Boston, MA)
- Description Our client is an Asset Management firm in Boston looking to add a Compliance Manager to the team. As a Compliance Manager , you will: ✔ ... the Guideline Monitoring team's work and engage as a trusted resource for investment and trading staff. ✔ Develop, implement, and test policies and procedures to… more
- KeyBank (Tarrytown, NY)
- …- Tarrytown, New York 10591 **JOB BRIEF** Advises clients on appropriate investment strategies and constructs and customizes portfolios according to client needs or ... Maintains a high level of collaboration with relationship team to ensure that investment advice is integrated with all aspects of clients' planning and personal… more
- Abbott (Sylmar, CA)
- …you dream of. + Employees can qualify for free medical coverage in our Health Investment Plan (HIP) PPO medical plan in the next calendar year. + An excellent ... + Provides direct oversight for moderately complex elements of Abbott's compliance program at the franchise, business unit, regional, divisional, or corporate… more
- Publicis Groupe (Birmingham, MI)
- …their assigned client, the Senior Associate will manage financial reporting and compliance ; ensure that the Investment and Strategy teams are adhering to the ... across practice area within the agency, working closely with Strategy, Investment , HR, Finance, Invoice Reconciliation, and Agency Administration & Compliance… more
- KeyBank (Pepper Pike, OH)
- …Segment's investment strategy guidance. + Reviews portfolios to analyze investment performance. Maintains compliance with all internal policies and ... appropriate actionsWorks with each market's District President and Sales Manager to ensure that the investment teams...and Sales Manager to ensure that the investment teams available within markets are staffed with highly… more
- JPMorgan Chase (New York, NY)
- …the Business Manager supporting the Corporate Advisory group within the Investment Bank, you will be interfacing with a variety of internal counterparts across ... and capital solutions, collaborating with teams across the Commercial & Investment Bank and Corporate Sustainability. Our six sub-businesses, including Corporate… more
- JPMorgan Chase (Columbus, OH)
- …compliance , and build strong relationships with senior stakeholders. As a ** Compliance and Operations Risk Test Manager ** in the Testing Center of ... will be instrumental in identifying and mitigating risks, thereby enhancing compliance and operational risk management. Additionally, your aptitude in stakeholder… more
- Neuberger Berman (New York, NY)
- …._ Founded in 1939, Neuberger Berman is a private, independent, employee-owned investment manager . From offices in 39 cities worldwide, the firm ... Senior Registration Analyst to join our Legal and Compliance team, focusing on the day-to-day processing of registration...field + 3-5 years' experience in registration, licensing, or compliance within a broker-dealer or investment adviser… more
- Motion Recruitment Partners (Austin, TX)
- Compliance Manager - Financial Industry Austin, Texas **Hybrid** Contract $60/hr - $75/hr Our client is a software and consulting company with long-standing ... a strategic, tech-savvy leader to drive key initiatives that elevate global compliance program. Reporting to senior leadership, you'll spearhead critical… more
- SMBC (New York, NY)
- …employees. **Role Description** Sumitomo Mitsui Banking Corporation (SMBC) is seeking a dynamic Compliance Policy Manager to join our Compliance Department ... its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects… more