- Scotiabank (Houston, TX)
- Senior Manager , CIB & Research Compliance Officer **Requisition ID:** 218082 **Salary Range:** 99,790.00 - 190,995.00 _Please note that the Salary Range ... & Research Compliance Advisory team which provides compliance advisory coverage for the Corporate & Investment... compliance advisory coverage for the Corporate & Investment Banking (CIB), Equity Capital Markets (ECM), Debt Capital… more
- JPMorgan Chase (New York, NY)
- … Investment Product and Platform team, you will work closely with investment specialists, product development, manager research, and other areas to enhance ... to senior management for opportunities to further advance the investment product offering and advisor toolset + Research and analyze the competitive… more
- RGP (Springfield, MA)
- …also responsible for coordinating the department's strategic initiatives, Investment Compliance , Investment Due Diligence, Reporting, Manager Oversight, ... providers + Assume the responsibilities of the Supplier Engagement Manager (SEM) for all Investment Management initiated...Analytics teams + Create and maintain relationships with the Senior Leadership Team within Investment Management to… more
- City of New York (New York, NY)
- …or Access, is highly valued. The Investment Officer will report to the Senior Investment Officer - Risk, responsibilities include, but are not limited to, ... projects such as asset allocation studies, policy reviews, and system enhancements. INVESTMENT MANAGER (COMPTROLLE - 95611 Qualifications 1. A graduate degree… more
- Scottish Rite for Children (Dallas, TX)
- …portfolio management. + Monitor and prepare investment fund and mandate guideline compliance analysis. + Participate in manager due diligence on current and ... at an underlying mandate or fund level, including risk decomposition, guideline compliance , and portfolio optimization for an institutional investment portfolio… more
- Eastern Bank (Boston, MA)
- …management process; participate in monthly reviews of client accounts to ensure compliance with investment objectives and models; and coordinate and communicate ... internal investment committee meetings, making any changes as directed by senior colleagues. + Update investment marketing and presentation material for… more
- City and County of San Francisco (San Francisco, CA)
- …markets and engage in internal investment discussions. + Receive direction from senior investment staff and complete assigned tasks accurately and timely. + ... Coordinate with investment managers, service providers, and colleagues to ensure compliance with investment policies and accurate reporting of investments. +… more
- T. Rowe Price (Baltimore, MD)
- …development, and collaboration efforts + Establishes and maintains understanding of Portfolio Manager 's investment process + Works with traders to determine ... Hong Kong trading desks regarding trades, accounts and best practices + Works with Compliance and Legal to clarify and resolve investment strategy issues and… more
- Scotiabank (New York, NY)
- Senior Manager , Swap Dealer and Derivatives Compliance **Requisition ID:** 230322 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary ... Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the...individual must contribute to the overall success of the Compliance Department by ensuring specific individual goals, plans, and… more
- Neuberger Berman (New York, NY)
- …._ Founded in 1939, Neuberger Berman is a private, independent, employee-owned investment manager . From offices in 39 cities worldwide, the firm ... Neuberger Berman delivers comprehensive investment management products and services to a broad...other members of the Internal Audit department, Legal & Compliance , Operations, Risk, Front Office personnel, and other supporting… more