- JPMorgan Chase (Columbus, OH)
- …compliance , and build strong relationships with senior stakeholders. As a ** Compliance and Operations Risk Test Manager ** in the Testing Center of ... will be instrumental in identifying and mitigating risks, thereby enhancing compliance and operational risk management. Additionally, your aptitude in stakeholder… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …new products and services for GWS packaged products + Periodically reports on compliance and operational issues to senior management. + Identifies and recommends ... education, experience, specialized training and/or certification to serve as the compliance partner for the Global Wealth Solutions ("GWS") business line,… more
- Neuberger Berman (New York, NY)
- …._ Founded in 1939, Neuberger Berman is a private, independent, employee-owned investment manager . From offices in 39 cities worldwide, the firm ... Senior Registration Analyst to join our Legal and Compliance team, focusing on the day-to-day processing of registration...field + 3-5 years' experience in registration, licensing, or compliance within a broker-dealer or investment adviser… more
- Motion Recruitment Partners (Austin, TX)
- Compliance Manager - Financial Industry Austin, Texas **Hybrid** Contract $60/hr - $75/hr Our client is a software and consulting company with long-standing ... a strategic, tech-savvy leader to drive key initiatives that elevate global compliance program. Reporting to senior leadership, you'll spearhead critical… more
- SMBC (New York, NY)
- …employees. **Role Description** Sumitomo Mitsui Banking Corporation (SMBC) is seeking a dynamic Compliance Policy Manager to join our Compliance Department ... its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects… more
- Citigroup (Ridgewood, NJ)
- …Work. The Senior Wealth Advisor will offer comprehensive financial and investment advice to our Citigold(R) and Citigold(R) Private Client segments. Senior ... at the center of everything we do. As a Senior Wealth Advisor, you will partner closely with a...Affluent and High-Net Worth clients, including a Wealth Relationship Manager and field experts such as Financial Planners, Insurance… more
- Citigroup (San Francisco, CA)
- …Work. The Senior Wealth Advisor will offer comprehensive financial and investment advice to our Citigold(R) and Citigold(R) Private Client segments. Senior ... at the center of everything we do. As a Senior Wealth Advisor, you will partner closely with a...Affluent and High-Net Worth clients, including a Wealth Relationship Manager and field experts such as Financial Planners, Insurance… more
- JPMorgan Chase (Newark, DE)
- …the status quo and striving to be best-in-class. As a Global Financial Crimes Compliance (GFCC) Screening Manager within the Compliance , Conduct, and ... JPMorgan Chase. As a part of Risk Management and Compliance , you are at the center of keeping JPMorgan...Operational Risk organization, you will work in a senior leadership role and be responsible for the management… more
- Scotiabank (Dallas, TX)
- Senior Analyst - Internal Control FLOR Operational Risk and New Initiatives **Requisition ID:** 235350 **Salary Range:** 58,990.00 - 109,650.00 _Please note that the ... Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the...as delegated backup for the current US Internal Control Manager for NIA process. + Liaise with Internal Control… more
- Scotiabank (Dallas, TX)
- …telephone support, and posting and preparing of invoices for approval by the Senior Facilities Manager . + Liaise with Human Resources, Technology, and business ... Senior Facilities Officer **Requisition ID:** 235382 **Salary Range:**...Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the… more