- Skanska (Queens, NY)
- …in how we work, which is why our values support and drive our D&I efforts. The Senior DBE Compliance Manager will take part in administering Skanska's DBE ... Skanska is searching for a dynamic DBE Compliance Manager . This is a great...travel across the Northeast region frequently is required **Our** Investment (https://careers.usa.skanska.com/life-at-skanska) **in you:** + We believe that Benefits… more
- Abbott (Alameda, CA)
- …leading global healthcare company for over 130 years, seeks an experienced Senior Manager , Data Privacy Engineer and Compliance Manager to support the ... development frameworks. + Ability to manage risk in ambiguous and complex situations. Compliance Manager Responsibilities: + Partners with all levels of key… more
- BMO Financial Group (Chicago, IL)
- …+ Resolves standard and relatively straightforward issues, referring non-routine issues to more senior team members and/or manager . + May function as a ... Provides support and service for the Investment Operations function of BMO's business stakeholders and...activities, services, etc. to respond to stakeholder requests in compliance with regulatory and risk controls. + Provides accurate,… more
- Raymond James Financial, Inc. (Harrisburg, PA)
- **Essential Duties and Responsibilities** * Performs RJ Bank fair lending compliance reviews and analyzes the fair lending risk within various business units. * ... Performs periodic compliance monitoring and prepares reports summarizing the Bank's fair...business units to recommend policy and process changes to Senior Management. * Ensures effective coordination occurs within assigned… more
- Raymond James Financial, Inc. (Denver, CO)
- …and skills obtained through education and experience in retirement plan and/or recordkeeper compliance to administer and manage ERISA and DOL compliance for the ... analyze, and resolve complex issues. **Essential Duties and Responsibilities** + Provides compliance support and assist building out a compliance program for… more
- Truist (Atlanta, GA)
- …Officers (BUCROs) or one BUCRO with oversight responsibility for Investment Banking and Capital Markets. Responsible for independent identification, aggregation, ... and risk program execution activities. Interact with and present routinely to senior executives within the Risk Management Organization (RMO) or Business Units.… more
- T. Rowe Price (Baltimore, MD)
- …asset management organization with more than 85 years of experience, we provide investment solutions and a broad range of equity, fixed income, and multi-asset ... a swift response to client needs, efficient problem resolution, contract and operational compliance , and risk mitigation. Serves as consultant to the client on how… more
- HSBC (New York, NY)
- …and supporting the commercial success. As our Senior Equity Portfolio Manager you will: + Follow team established investment philosophy and processes ... our communities, and the planet we all share. The Senior Equity Portfolio Manager is responsible for...robust risk management practices to identify, assess, and mitigate investment and non-financial risks + Ensure compliance … more
- Raymond James Financial, Inc. (Pittsburgh, PA)
- …education, experience, specialized training, and/or certification in the banking industry compliance to administer and manage an assigned compliance function. ... for the department. + Serves as a leader of compliance pillars that make up the Bank's compliance...(FFIEC); Federal Reserve System; state banking regulatory agencies. + Investment concepts, practices and procedures used in the securities… more
- Intuit (Washington, DC)
- …of training programs to identify areas for improvement and demonstrate return on investment .* Collaborate with Compliance leadership to identify and mitigate ... **Overview** We are seeking a passionate and innovative Compliance Training Leader to design, develop, and deliver...Leader to design, develop, and deliver engaging and effective compliance training programs across our organization. This role is… more