- Charles Schwab (Westlake, TX)
- …in the United States on a full-time basis without employer sponsorship.** The ** Senior Client Service Manager , Relationship Management** plays the critical role ... understanding of available solution sets to achieve successful outcomes. The ** Senior Client Service Manager , Relationship Management** will work together,… more
- CIBC (Atlanta, GA)
- …please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) **What you'll be doing** As a Senior Relationship Manager , you'll focus on growing direct ... 40 **Skills** Business Development, Client Service, Customer Experience (CX), Ensure Compliance , Group Problem Solving, Investment Advising, People Management,… more
- Wells Fargo (Philadelphia, PA)
- **About this role:** Wells Fargo is seeking a Branch Complex Senior Manager in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more ... lines of business at wellsfargojobs.com (https://www.wellsfargojobs.com/career-areas/) . The Branch Complex Senior Manager role will lead branch(es) within a… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Job Summary:** The Senior Manager - Internal Audit role operates under general direction and uses extensive knowledge and skills to develop and lead ... testing. * Conduct risk assessments of the organization's wealth management and investment advisory businesses. Present risk assessments to senior management. *… more
- TD Bank (New York, NY)
- …this role. **Job Description:** The TD Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance Data Quality Team. The team ... the reputation of Compliance 's good governance depends on us. The Senior Compliance Office provides advice, guidance and support to business units… more
- Scotiabank (Dallas, TX)
- IT Audit Senior Manager , Cyber **Requisition ID:** 232906 **Salary Range:** 99,790.00 - 190,995.00 _Please note that the Salary Range shown is a guideline only. ... Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the...management to find solutions to address control weaknesses. The Senior Audit Manager assists in leading internal… more
- Scotiabank (Dallas, TX)
- Senior Manager , Regulatory and Business Initiatives Group **Requisition ID:** 236169 **Salary Range:** 99,790.00 - 190,995.00 _Please note that the Salary Range ... Markets** Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US and Latin America,… more
- BMO Financial Group (Newport Beach, CA)
- …exceptional client experience. Provides technical expertise for all aspects of investment management and administration to ensure compliance . Works ... other experts to create integrated business development strategies. + Develops investment proposals and participates in meetings with prospects/clients. + Provides … more
- JPMorgan Chase (Jersey City, NJ)
- …Entity Control Manager , you'll have the opportunity to collaborate with senior stakeholders and drive compliance initiatives that impact our business ... Securities LLC (JPMS LLC) is a licensed broker-dealer and investment adviser registered with the SEC and FINRA. It...worldwide. As a Legal Entity Control Manager within the JPMS LLC Control Management team, you… more
- Charles Schwab (Henderson, NV)
- …large family relationships and key investment advisor relationships. In addition, the Senior Team Manager is responsible for the management of a Personal ... is responsible for developing and maintaining relationships with registered investment advisors, trust beneficiaries, and other interested parties for...Trust Administrative Team. The Senior Team Manager assures compliance … more