- City National Bank (New York, NY)
- … OFFICER SENIOR -REGISTERED INVESTMENT ADVISOR* *WHAT IS THE OPPORTUNITY?* The Senior Compliance Officer will act in a compliance oversight and ... skills and be accustomed to working with deadlines. * Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), and/or Certified… more
- Gpm Investments LLC (Purvis, MS)
- …. + Works independently with onsite and/or remote support and direction from manager and more senior personnel. May provide guidance to less experienced ... met at all times and maintain zero preventable accidents. Maintain safety and compliance records. + En sure that Company and Government safety, policy and regulatory… more
- Atlantic Health System (Morris Plains, NJ)
- …and present regular reports on benefits utilization, costs, and trends to the HR Manager and senior leadership. + Policy Development: Assist in the development ... . + Maintain accurate benefits records and documentation. + Provide reports to senior management as requested. + Compliance : + Maintain current knowledge of… more
- Capital One (Mclean, VA)
- …**The Role:** Community Finance is seeking a strategically oriented and energetic Senior Manager BA with demonstrated experience driving innovation, impact and ... Senior Business Manager - CDFI Investing...enrich lives. Our teams include Communications, Community Impact and Investment , Community Finance, CRA Strategy and Program Management, the… more
- Bank of America (Austin, TX)
- Credit Officer II-Global Corporate & Investment Banking San Francisco, California;New York, New York; Atlanta, Georgia; Dallas, Texas; Austin, Texas **To proceed ... be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/San-Francisco/Credit-Officer-II-Global-Corporate Investment -Banking\_25036924-2) **Job Description:** At Bank of America, we are… more
- TD Bank (Portland, ME)
- …regulatory compliance risk and conduct risk;** **Job Summary:** The Senior Compliance Business Oversight Analyst provides objective guidance, support and ... who can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance ,… more
- Bank of America (Charlotte, NC)
- CFO - Corporate Investment Quantitative Financial Analyst - Asset Liability Management Charlotte, North Carolina **To proceed with your application, you must be at ... be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/CFO Corporate- Investment -Quantitative-Financial-Analyst Asset-Liability-Management\_25041395-2) **Job Description:** At Bank of America, we… more
- TD Bank (New York, NY)
- …this role. **Job Description:** The TD Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance Data Quality Team. The team ... the reputation of Compliance 's good governance depends on us. The Senior Compliance Office provides advice, guidance and support to business units… more
- T. Rowe Price (Baltimore, MD)
- …row and make a difference in ways that matter to you . Role Summary The Senior Manager - Manager Research will be responsible for implementing qualitative ... strategies across both traditional and alternative asset classes. This position supports manager research for all investment strategies used across the T. Rowe… more
- BMO Financial Group (Chicago, IL)
- …exceptional client experience. Provides technical expertise for all aspects of investment management and administration to ensure compliance . Works ... other experts to create integrated business development strategies. + Develops investment proposals and participates in meetings with prospects/clients. + Provides … more