- Raymond James Financial, Inc. (New York, NY)
- …the RJF Compliance Senior Leadership Team, the Capital Markets Chief Compliance Officer will collaborate with senior business leaders to drive ... a high level of autonomy, the Capital Markets Chief Compliance Officer will lead and oversee the...+ Serve as an integral member of the RJF Compliance Senior Leadership Team, shaping compliance… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** The Compliance Officer within Regulatory Relations Core Compliance assists in ... to detail and ability to work independently. **General Job Posting:** The Compliance Officer supports consumer regulatory compliance functions for… more
- City of New York (New York, NY)
- …detailed oriented exceptional professional to serve as Assistant Agency Chief Contracting Officer (AACCO) of Compliance . The successful candidate will have ... ADMINISTRATIVE MANAGER The Bureau of the Agency Chief Contracting Officer within the Division of Finance is primarily tasked...train, lead, and supervise staff who manage the Agency's compliance with rules and executive orders related to Vendor… more
- Comerica (Charlotte, NC)
- Job Description Senior Director Division Business Risk & Control OfficerThe Business Control Director Senior is a critical role with a mandate to drive ... the First Line of Defense, the Business Control Director Senior is accountable for maintaining a robust First Line...Diploma or GED and 6 years of Risk Management, Compliance , or Audit experience + 10 years of experience… more
- Equitable (Charlotte, NC)
- Chief Compliance Officer ( 250000CZ ) **Primary Location** : UNITED STATES-NC-Charlotte **Organization** : Equitable **Schedule** : Full-time **Description** At ... your potential? Reporting directly to the Equitable Financial Chief Compliance Officer , the role is responsible for...with a wholesale distributing broker dealer and/or in a senior compliance level role. + Demonstrated understanding… more
- EverBank (Charlotte, NC)
- **CRA and HMDA Compliance Officer ** The Community Reinvestment Act (CRA) and HMDA Officer provides senior administrative leadership for the Bank's ... and is responsible for overall HMDA program governance, including second line compliance testing, LAR filing, and reporting, as well as critical fair lending… more
- Amentum (Fort Meade, MD)
- …Intel space? If so, look no further. We are seeking an Information System Security Officer to join our team of passionate individuals. In this role you will support ... Traceability Matrices (SRTMs). + Assists security authorization activities in compliance with Information System Certification and Accreditation Process (NISCAP) and… more
- Citigroup (Wilmington, DE)
- …enable better management and decision-making in line with the expectations of senior management, Board, and the Regulators. Provide data analysis, governance, end to ... order to be able to clearly communicate findings and recommended actions to senior leadership teams + Provide transparency to senior leadership through regular… more
- MTC (Waimanalo, HI)
- …**YOU** to join our team! **What you will be doing:** You'll perform security officer duties and provide supervision to staff to protect life and property against ... and act as liaison with security and law enforcement agencies, in compliance with federal, state and local regulation, government and management directives.… more
- NBT Bank (Albany, NY)
- …agreements, and implementing such plans, including exit strategies, while ensuring compliance with any regulatory requirements. Ability to identify and recommend ... skills are key to successful implementation and execution of a workout plan. The officer must be able to gain the borrower's support by displaying knowledge of the… more
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