- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS ... US Compliance Monitoring ...businesses, working with regional testing teams across the globe. This Compliance Officer will also support other aspects of… more
- Scotiabank (Houston, TX)
- Senior Manager, CIB & Research Compliance Officer **Requisition ID:** 218082 **Salary Range:** 99,790.00 - 190,995.00 _Please note that the Salary Range ... together to drive ambition for every future! **Purpose** The Compliance Officer will operate as a member...Compliance Advisory team is responsible for providing day-to-day compliance oversight, advice, training and monitoring for… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is ... with senior leaders + Significant knowledge and expertise of Compliance laws, rules, regulations, risks and appropriate controls (Examples include Reg Sho,… more
- Citigroup (Jersey City, NJ)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance ... Citi's compliance risks; performing independent testing activities (testing and monitoring ) within the global Volcker, Swap Dealer, Counterparty Trading & Risk… more
- Wells Fargo (New York, NY)
- **About this role:** We are seeking a highly experienced Senior Lead Compliance Officer to support the Structured Products Group (SPG) across both Capital ... lending functions. This role combines strategic advisory and operational compliance responsibilities, ensuring robust regulatory compliance across asset-backed… more
- MyFlorida (Pensacola, FL)
- CORRECTIONAL PROBATION SENIOR OFFICER - 70028582 Date: Sep 11, 2025 The State Personnel System is an E-Verify employer. For more information click on our ... 860696 Agency: Department of Corrections Working Title: CORRECTIONAL PROBATION SENIOR OFFICER - 70028582 Pay Plan: Career...relating to the intake officer , court liaison officer , trainer and electronic monitoring device installer.… more
- MyFlorida (Florida City, FL)
- CORRECTIONAL PROBATION SENIOR OFFICER - 70032452 Date: Aug 20, 2025 The State Personnel System is an E-Verify employer. For more information click on our ... 859301 Agency: Department of Corrections Working Title: CORRECTIONAL PROBATION SENIOR OFFICER - 70032452 Pay Plan: Career...relating to the intake officer , court liaison officer , trainer and electronic monitoring device installer.… more
- Highmark Health (Austin, TX)
- …responsible for the administration, interpretation, and enforcement of the Compliance Program including auditing/ monitoring operational processes, conducting or ... This job is responsible for planning, designing, implementing, and maintaining the Compliance Program and its related policies to ensure the business acts within… more
- Truist (Charlotte, NC)
- …along with oversight monitoring and mitigation strategies. 7. May manage other Compliance teammates and serve as mentor to other Compliance Officers and ... regulatory requests for BD / RIA. Leads and executes compliance risk management activities to reasonably ensure compliance...Analysts. 8. Partner with LOB leaders and other senior Truist teammates to execute on key strategic initiatives… more
- Truist (Richmond, VA)
- …(United States of America) **Please review the following job description:** Support compliance risk management processes through the performance of compliance ... to meet regulatory requirements. 3. Analyze and provide guidance on complex compliance actual and emerging risk scenarios within business units and/or functions. 4.… more