- Citigroup (Jacksonville, FL)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... and processes established within the risk governance framework. + Monitoring adherence to Citi's Compliance Risk Policies...to influence and lead people across cultures at a senior level + Experience in managing regulatory exams and… more
- Trexquant Investment (Stamford, CT)
- …pushes the boundaries of quantitative finance. We are seeking a Chief Compliance Officer (CCO) to join our senior leadership team, overseeing compliance ... investment adviser for private funds. + Maintain and enhance compliance frameworks, policies, and monitoring systems. +...risk assessments and report findings to the CEO and senior leadership. + Represent compliance in investor… more
- Arena Investors LP (Jacksonville, FL)
- …where others won't. Arena is looking to expand the team through the addition of a senior Compliance Officer . In this role, this individual will work closely ... and procedures; . Administration of firm (Investment Adviser and Broker-Dealer) annual compliance review (testing and monitoring ); . Conflicts of interest… more
- Wells Fargo (Minneapolis, MN)
- …Individual Retirement Accounts (IRA). **About this role:** Wells Fargo is seeking a Senior Fiduciary Specialist Working at Wells Fargo | Jobs and Careers at Wells ... Expectations:** + Potentially 5% - 10% overnight travel + Specific compliance policies may apply regarding outside activities and/or personal investing; affected… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …reports. + Structuring, negotiating and closing loan transactions. + Maintaining and monitoring loan documentation to ensure compliance with loan terms. + ... to administer all aspects of existing credit portfolio. + Interacts with Senior Management, Audit, Loan Review, other internal departments and bank regulators as… more
- Wells Fargo (Charlotte, NC)
- …Controls and COO teams as well as other support functions (eg, Compliance , Testing, Audit, Risk, Operations, Technology, Legal, and Human Resources). Their goal ... sound supervisory framework in supervision coverage, and the program is in compliance with applicable rules, regulations, and industry best practices. **In this… more
- Medtronic (Los Angeles, CA)
- …**A Day in the Life** We are seeking a strategic, experienced, and proactive Chief Compliance Officer (CCO) to lead and manage the global compliance and ... + Develop and oversee global third-party due diligence and monitoring systems. + In collaboration with Legal and Regulatory,...**Preferred Qualifications** **:** + 15+ years of experience in senior compliance roles, ideally within a publicly… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Compliance Officer to support the Personal Account Dealing (PAD) Team in managing and delivering employee ... enhancing program effectiveness, mentoring team members, and promoting a culture of compliance and accountability. Success in this role will be measured by… more
- NYU Rory Meyers College of Nursing (New York, NY)
- Position Summary The Chief Global Compliance Officer ("CGCO") is responsible to the Senior Vice President, General Counsel for developing, executing, and ... encouraged to apply at all levels. Share this job (https://uscareers-nyu.icims.com/jobs/14670/chief-global- compliance - officer /job?mode=apply&apply=yes&in\_iframe=1&hashed=-336115631) Need help finding the right job?… more
- Parsons Corporation (Baltimore, MD)
- …Defense. + Maintain the operational security posture of DoD information systems, ensuring compliance with RMF and related DoD, CNSSI, and NIST directives. + Lead all ... and emerging threats. + Conduct system assessments and continuous monitoring activities to maintain the CIA Triad-Confidentiality, Integrity, and Availability.… more