- Truist (Charlotte, NC)
- …years of direct experience in compliance 4. Demonstrated experience with regulatory agencies, requirements, and/or regulatory compliance . 5. Strong ... control issues. 5. Communicate with management and regulators with respect to compliance risk management activities and regulatory examinations. 6. Implement… more
- JPMorgan Chase (New York, NY)
- …Chase, we are dedicated to maintaining a strong and resilient organization. As a Regulatory Strategy Senior Officer , you will be instrumental in ensuring ... regulatory landscapes and strengthen our relationships with global regulators. As a Regulatory Strategy Senior Officer in the Firmwide Regulatory … more
- SMBC (New York, NY)
- …a competitive portfolio of benefits to its employees. **Role Description** The Director, Sr. Regulatory Officer works with the Regulatory Relations team to ... regulators and promptly shares feedback to management and relevant business units on regulatory expectations. + Oversee compliance and alignment of team member… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** The Compliance Officer within Regulatory Relations Core Compliance assists ... Attentiveness to detail and ability to work independently. **General Job Posting:** The Compliance Officer supports consumer regulatory compliance … more
- FirstBank PR (San Juan, PR)
- …of Directors (BOD), Senior Management, and Committees, and addressing emerging compliance risks. Additionally, the Compliance Officer will work closely ... Compliance Officer Our Company At FirstBank...and analyze information, action plans, and follow-up on identified compliance issues. + Regulatory Compliance … more
- J&J Family of Companies (Horsham, PA)
- …States of America **Job Description:** We are searching for the best talent for a ** Senior Manager, Health Care Compliance Officer ** to be based in Horsham, ... every step of the way. Learn more at https://www.jnj.com/innovative-medicine. **Purpose:** The Senior Manager, Health Care Compliance Officer will be… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** The Senior Compliance Officer provides advice, guidance and support to business ... units in adhering to regulatory / compliance requirements and assists in implementing ...objectives **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- City National Bank (New York, NY)
- * COMPLIANCE OFFICER SENIOR * WHAT IS THE OPPORTUNITY? The Compliance Officer Senior - Mortgage is responsible for managing and maintaining ... applicable laws and regulations, ensuring controls are in place to mitigate compliance risk. Maintaining regulatory change management, policies and procedures,… more
- Citigroup (Irving, TX)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) Global Functions Fraud responsible ... transparency. **Qualifications:** + Expertise in Fraud, Consumer Protection and Prudential/ Regulatory Compliance laws, rules, regulations, risks and typologies… more
- Marex (New York, NY)
- …more information visit www.marex.com (http://www.marex.com/) Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will ... within Marex and ensuring that all employees understand their responsibilities. Furthermore, Compliance is a bridge between Marex and regulatory authorities. … more