- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS ... working with regional testing teams across the globe. This Compliance Officer will also support other aspects...senior and line managers and other stakeholders on regulatory interactions. + Strong analytical skills, attention to detail,… more
- Zions Bancorporation (Salt Lake City, UT)
- …the talent; we bring the opportunity. **We are currently seeking a** **Risk and Compliance Testing Officer ** **within the Market, Liquidity, Wealth Risk & ... Compliance Team.** **Description** A Market, Liquidity, and Wealth Risk & Compliance (MLW) Testing Officer works closely with team members and business line… more
- KeyBank (Chicago, IL)
- **Location:** 4910 Tiedeman Road, Brooklyn Ohio The Senior Compliance Officer will be a member of the Consumer Deposit Compliance team within ... as they relate to consumer deposit accounts. Additionally, The Senior Compliance Officer will conduct...facilitate necessary changes. + Assist with internal and external regulatory compliance exams. + Proactively identify process… more
- Veterans Affairs, Veterans Health Administration (San Diego, CA)
- …industry oversight expectations, provided the primary impetus for implementing a standardized internal compliance program. The Compliance Officer serves as a ... for appropriate distribution to offices internal and external to the office. The Compliance Officer provides guidance and counsel on incorporating compliance… more
- North Wind Group (Knoxville, TN)
- … (GC/CCO) reports to the Chief Executive Officer and serves as the senior legal and compliance executive providing legal advice and guidance to the ... UT., Idaho Falls, ID. Title: General Counsel and Chief Compliance Officer Schedule (FT/PT): Regular Full Time...CEO and Board of Directors on all legal and regulatory matters, and ensures adherence to applicable laws, regulations,… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …apply logical and critical thought processes when developing and recommending solutions. #LI-GM1 Compliance Officer I-Newline Compliance At Fifth Third, we ... and UDAP/UDAAP) and the execution of procedures to evaluate the Bancorp's compliance with laws, regulations and industry standards. Develops and executes strategies… more
- Citigroup (Tampa, FL)
- …assess the firm's progress toward the Data Transformation target state. **The Data Risk Officer ** role will serve as a subject matter expert on data risk appetite ... the primary interface to key stakeholders such as regulators, senior management, and the Board, as it relates to...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- Bloomberg (New York, NY)
- Compliance Officer - Data, Research and Analytics Location New York Business Area Legal, Compliance , and Risk Ref # 10047120 **Description & Requirements** ... regulated entities, as well as non-regulated offerings. We work to address regulatory issues, ensure compliance with current/developing rules and regulations,… more
- NYU Rory Meyers College of Nursing (New York, NY)
- Position Summary The Chief Global Compliance Officer ("CGCO") is responsible to the Senior Vice President, General Counsel for developing, executing, and ... enforcing the Global Ethics and Compliance Program in order to ensure compliance with evolving laws and regulatory requirements in addition to University… more
- Blue Foundry Bank (Parsippany-Troy Hills, NJ)
- …Assists the Director of Compliance and BSA/AML (Chief Compliance Officer ) with document collection for audits and regulatory examinations as necessary. + ... their career as of day one. Position Summary The Senior Compliance Analyst is responsible for supporting...regulatory requirements through the effective management of the Compliance Management System (CMS). This role involves conducting … more