- TD Bank (Charlotte, NC)
- …role will not have direct reports but will partner closely with other senior managers who lead functional verticals (eg, compliance training, issues management, ... role which is outlined in the general description below. **Job Summary:** The Senior Manager, Compliance Governance & Operations leads, develops and oversees a… more
- Walmart (Bentonville, AR)
- **Position Summary ** Join Walmart as a Senior Director, M&A Governance, Ethics & Compliance on the Enterprise & Regulatory Risk Management team! The Enterprise ... as the lead for all elements of the M&A process for Ethics & Compliance , including actively engaging with Corporate Development, senior leaders, and subject… more
- RWJBarnabas Health (West Orange, NJ)
- …on several factors, including the candidate's educational background, skills and professional experience. Senior Counsel, Assistant Vice President of Legal ... Senior Counsel, Assistant Vice President of Legal Affairs,...of Legal Affairs, Clinical Research & Regulatory ComplianceReq #:0000206242 Category: Professional / Management Status:Full-Time Shift:Day Facility:RWJBarnabas Health Corporate Services… more
- BMO Financial Group (Chicago, IL)
- …team manages four full time employee direct reports tasked with executing compliance requirements associated with Unfair or Deceptive Acts or Practices (UDAP) / ... Assists in the implementation, maintenance and administration of a specific compliance program. Coordinates and performs risk assessment, monitoring, testing and… more
- TD Bank (Mount Laurel, NJ)
- …role which is outlined in the general summary below. **Job Summary:** The Senior Compliance Business Oversight Analyst provides objective guidance, support and ... and discretion in interacting and communicating with staff and senior management of the Bank with respect to significant...compliance risk matters. + Empowered to make prudent professional decisions in rendering advice and counsel to business… more
- Zurich NA (New York, NY)
- Senior Compliance Advisor 125662 **Let's grow together!** Zurich Cover-More is one of the world's largest travel insurance and assistance providers and part of ... providers and leading retailers. **What's the job?** As our Senior Compliance Advisor for Zurich Cover-More North...we looking for?** We're looking for a proactive, detail-oriented compliance professional who's ready to take the… more
- Highmark Health (Austin, TX)
- …Examiner (CFE) + Certified in Healthcare Compliance (CHC) + Certified Compliance and Ethics Professional (CCEP) **SKILLS** + Broad-based business knowledge ... This job is responsible for planning, designing, implementing, and maintaining the Compliance Program and its related policies to ensure the business acts within… more
- Capital One (Mclean, VA)
- Senior Director, Compliance Test Lead for Commercial Banking, Corporate Functions and Anti-Money Laundering The Compliance Testing Senior Director ... risk of non-adherence applicable requirements and are operating as intended. The Compliance Testing Senior Director is responsible for close coordination with… more
- TD Bank (Greenville, SC)
- …and regulations (eg, primarily consumer financial protection laws).** **Duties:** **The Senior Compliance Testing Analyst is responsible for executing ... and regulations (eg, primarily consumer financial protection laws).** **Job Summary:** The Senior Compliance Testing Analyst executes independent testing of … more
- Capital One (Richmond, VA)
- Senior Manager, Compliance Advisor - Retail Bank The Senior Manager, Compliance Advisor - Retail Bank performs a key risk management role (second line of ... and others + Participate in reporting activities including Monthly Business Reviews, Quarterly Compliance Reviews and other reports used by Senior Leadership +… more