- Caterpillar, Inc. (East Peoria, IL)
- …all enjoy living in it. The Resource Industries segment at Caterpillar is seeking a Risk & Compliance Senior Associate with an accounting or finance ... Audit Issue Sharing, various Lean projects and process enhancements. The Risk and Compliance Senior Associate will have a comprehensive understanding of… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …regulatory issues. + Researches, interprets, and translates regulatory rules and regulations for Senior Management. + Advises Senior Compliance Management on ... compliance activities are commensurate with the level of risk being mitigated. + Provides escalated support and guidance...and address potential compliance problems. + Researches compliance issues. + Alerts Senior Management of… more
- First Horizon Bank (Jonesboro, AR)
- …CCPA, HIPAA). + ** Risk Assessments:** Performs initial and periodic privacy risk assessments and conducts related ongoing compliance monitoring activities in ... (4-year college) degree and 4-6 years of Financial Institution experience required. Risk management and/or compliance background required (2-4 years). Background… more
- RGP (New York, NY)
- …Point, an affiliate of RGP, is actively recruiting a Senior Manager within our Risk & Regulatory Compliance practice. Our Senior Managers lead teams of ... for Banking, Insurance, and Capital Markets clients. As a Senior Manager in Reference Point's Risk & Regulatory Compliance practice, you will lead… more
- CVS Health (Phoenix, AZ)
- …new controls and ensuring controls are designed appropriately to effectively manage risk + Identify and proactively notify all impacted areas of control changes ... stakeholders to continuously evaluate and recommend opportunities to reduce risk , strengthen the internal control environment, and introduce operational efficiencies… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …communication of Code of Conduct updates across the organization. + Routinely interacts with senior leaders within Compliance , Risk , AML and across the firm. ... + Manages the preparation, consolidation and delivery of monthly and quarterly Compliance reports for senior leaders. + Collaborates with cross-functional teams… more
- American Red Cross (NH)
- …NEED TO KNOW ABOUT THE JOB:** As the Senior Principal, IT Governance, Risk and Compliance (GRC), you will be primarily responsible for supporting the ... Risk , and Compliance : + Assist the Director, IT Governance, Risk , and Compliance and Senior Director, IT Governance, Risk and Compliance… more
- ADP (Roseland, NJ)
- …aligned with our business objectives and risk appetites. You will be the senior Governance, Risk and Compliance (GRC) leader, driving and executing the ... **ADP is hiring a Vice President of Governance, Risk & Compliance ** In this executive-level... areas, to ADP's Executive Committee (XCOM) and other senior leaders in the organization. To thrive in this… more
- Ankura (New York, NY)
- …investigations, and/or litigation/dispute matters generally focused on Medicare and Commercial Risk Adjustment. The Senior Director will also support practice ... of activities: + Help clients manage proactive and reactive Medicare and Commercial Risk Adjustment compliance , audit, and investigation projects for clients. +… more
- TD Bank (New York, NY)
- …details for this role. **Job Description:** **Position:** Senior FCRM Compliance Officer-CIB **Reports to:** Director, Financial Crime Risk Oversight, TD ... is desirable. + Proficiency with Microsoft Word, Excel and PowerPoint. The Senior Compliance Office provides advice, guidance and support to business… more