- Wells Fargo (New York, NY)
- …monitor risk -based compliance programs and controls. + Provide regulatory compliance risk expertise and consulting for high- risk projects and ... **About this role:** We are seeking a highly experienced Senior Lead Compliance Officer to support the...initiatives. + Conduct compliance risk assessments and support regulatory exams, audits, and inquiries.… more
- Wellington (Boston, MA)
- …with those of our clients. **About the Role** Position overview The Senior Compliance Analyst will support Wellington Management's global investment & ... and evolving areas and implementing enhancements where necessary. The Senior Compliance Analyst will be a member... Analyst will be a member of the Legal, Compliance and Risk Group, report directly to… more
- Scotiabank (Dallas, TX)
- Compliance Testing Senior Manager, Swap Dealer and Derivatives Compliance **Requisition ID:** 220508 **Salary Range:** 99,790.00 - 190,995.00 _Please note ... provides a full range of investment banking, credit and risk management products and services relevant to the financing...future! **Purpose** Contributes to the overall success of GBM&T Compliance Testing team and Swap Dealer and Derivatives … more
- Capital One (Mclean, VA)
- Senior Director, Compliance Test Lead for...or military experience + At least 10 years of risk , compliance , audit or legal experience within ... Commercial Banking, Corporate Functions and Anti-Money Laundering The Compliance Testing Senior Director oversees transaction testing and control testing for… more
- City National Bank (New York, NY)
- …COMPLIANCE OFFICER SENIOR -REGISTERED INVESTMENT ADVISOR* *WHAT IS THE OPPORTUNITY?* The Senior Compliance Officer will act in a compliance oversight ... and regulations, and ensuring effective controls are in place to mitigate compliance risk . Maintaining regulatory change management, policies and procedures,… more
- Papa John's International (Atlanta, GA)
- **Job Summary** The Senior Manager of IT SOX Compliance is responsible to lead the enterprise-wide IT SOX compliance program with a focus on governance, ... this role serves in an advisory capacity centered around program ownership, risk and control design oversight, coordination with control owners, facilitation of… more
- HCA Healthcare (Louisville, KY)
- …life of one to care for the lives of many. Jump-start your career as a Senior Director of Accreditation - Compliance - RA today with Galen College of Nursing. ... make a difference. We are looking for a dedicated Senior Director of Accreditation - Compliance -...College in the areas of regional and programmatic accreditation, compliance , regulatory affairs, risk management, and state… more
- JPMorgan Chase (Jersey City, NJ)
- …JPMorganChase where innovation meets strategic leadership. As a Vice President in our Risk Management and Compliance (RM&C) Portfolio Management & Data Insights ... planning, this is the place for you! As a Vice President in the dynamic Risk Management and Compliance (RM&C) Portfolio Management & Data Insights team at… more
- Zscaler (San Jose, CA)
- …good, come make your next move with Zscaler. **Responsibilities:** We are seeking a Senior Staff Compliance Program Manager, GRC who brings a strong technical ... foundation, leveraging AI-driven solutions to streamline governance, risk , and compliance processes, enabling greater efficiency, accuracy, and adaptability.… more
- Truist (Charlotte, NC)
- …and responding to regulatory requests for BD / RIA. Leads and executes compliance risk management activities to reasonably ensure compliance with ... control issues. 5. Communicate with management and regulators with respect to compliance risk management activities and regulatory examinations. 6. Implement… more