- New York State Civil Service (Albany, NY)
- …the information to the relevant business units, including the Enforcement Division.Office General Counsel : The Senior Attorney in OGC will conduct hearings to ... NY HELP Yes Agency Financial Services, Department of Title Senior Attorney, SG-25 (Various Units) Occupational Category Legal Salary Grade 25 Bargaining Unit PS&T -… more
- First Horizon Bank (Raleigh, NC)
- …and accurate according to policies and procedures, and provide comments regarding the documents to bank counsel and the Line of Business as needed. + Work with ... bank counsel and Line of Business to...strong quality, while facilitating risk control measures for the Bank . + Works closely with senior management,… more
- First Horizon Bank (Charlotte, NC)
- …assessments, due diligence processes, and risk mitigation strategies across First Horizon Bank 's vendor portfolio. This role serves as a critical control function ... ensuring the effectiveness and adequacy of the bank 's third-party risk management program through comprehensive challenge processes and quality assurance reviews.… more
- M&T Bank (Getzville, NY)
- …the foreclosure process. Assemble and provide documentation in response to investor or regulatory audit requests. + Generate various scheduled and ad hoc reports as ... Management (CAM) pertaining to residential property in which the bank has an interest, to avoid risk of loss... or its investors and work with in house counsel and management to determine if external counsel… more
- TD Bank (New York, NY)
- …enhancing their knowledge and expertise; employees assume responsibility in minimizing operational and regulatory risk by complying with Bank policy and Code of ... a robust financial crime risk management ("FCRM") program that meets regulatory requirements and mitigates financial crime risk. This involves providing guidance… more
- M&T Bank (Buffalo, NY)
- …and Experience Preferred:** + 4-7 years of experience practicing law, ideally as in-house counsel at a bank /financial services organization or with a law firm. + ... will be located in Buffalo, New York working primarily with M&T Bank (M&T) business teams that support performing (Banking Services) and non-performing (Customer… more
- Heritage Financial Credit Union (Middletown, NY)
- …experience in a financial institution, auditing firm, or consulting firm with regulatory compliance focus + Bank operations experience in mortgage originations, ... Senior Lending Compliance Analyst - Remote (Onsite as...meaningful change in risk oversight, CMS effectiveness, and overall regulatory performance? Are you ready to use your experience… more
- City National Bank (Los Angeles, CA)
- …and execute complex and confidential/special audit projects enterprise wide as requested by senior management of the Bank . * Closely collaborate with non-IT / ... DIRECTOR OF AUDIT- IT* WHAT IS THE OPPORTUNITY? The Senior Director of Audit for IT will provide independent,...and to meet the evolving demands of the US regulatory environment and heightened expectations of internal audit. This… more
- City National Bank (Raleigh, NC)
- …Plan and execute complex and confidential/special audit projects enterprise wide as requested by senior management of the Bank . * Communicate trends in risk and ... and to meet the evolving demands of the US regulatory environment and heightened expectations of internal audit. This...control issues to senior management on the results of ongoing reviews of… more
- TD Bank (Mount Laurel, NJ)
- …of activities related to month-end financial closing, which details the Bank 's month-to-month financial condition, and/or completion of regulatory reports ... and workpapers and provides reporting services to business partners, bank colleagues, auditors, regulators, and other stakeholders. Specific oversight functions… more