- Athene (West Des Moines, IA)
- …both Legal and Compliance functions. The intern will report directly to Senior Legal Counsel and collaborate closely with professionals in both departments, ... and Compliance Departments. Interns will collaborate directly with in-house counsel and compliance professionals, gaining exposure to the wide-ranging… more
- TD Bank (Charlotte, NC)
- …of this transition may vary depending on availability and individual circumstances._ The Senior Compliance Governance & Operations Analyst provides a range of ... setting new industry standards. TD Bank is seeking a ** Senior Analyst for Compliance Strategy and Operations...counsel to business lines or assigned areas on compliance matters and regulatory risks which may impact performance… more
- University of Rochester (Rochester, NY)
- …meet all applicable legal, regulatory, and contractual obligations, while also advising senior leadership on compliance risks, audits, and legal concerns related ... compliance standards. + **Risk Mitigation** : Identify, assess, and address compliance risks, providing recommendations to senior management to mitigate… more
- American Water (Camden, NJ)
- …Chief SEC Counsel and Secretary (Corporate Secretary) within the Legal Counsel & Services Department. The Senior SEC/Governance Paralegal will independently ... respect to: (1) various SEC and corporate matters, including compliance processes associated with SEC and Section 16 filings,...to time by the Corporate Secretary or the SEC Counsel . The Senior SEC/Governance Paralegal will also… more
- Navy Federal Credit Union (Vienna, VA)
- …and achievements align with department and company strategies + Oversees the work of Compliance Analysts and Senior Compliance Officers to ensure timely ... Overview The Non-Lending Compliance team provides comprehensive advisory and compliance...on proposed legislation and regulations + Responds to General Counsel and senior management requests for specific… more
- City of New York (New York, NY)
- …litigation, which impact the agency. The selected candidate will report to the Senior Agency Counsel . Areas of responsibility will include: - Negotiating, ... Providing high quality work product and ensuring completeness and compliance with agency policy and professional standards. - Performing...and exercises. - Performing special projects as directed by Senior Agency Counsel and other senior… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is committed to providing fair ... specific details for this role. **Job Description:** The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, guidance… more
- GCI Communication Corp (Denver, CO)
- …with broader organizational goals. + Serving as a trusted advisor to senior leadership, offering expert counsel on high-impact projects, emerging trends, ... GCI's Principal Compliance & Controls Transformation will c hampion ...elevate organizational capability and ensure long-term sustainability. + Mentoring senior professionals and developing talent pipelines, fostering a culture… more
- Capital One (Richmond, VA)
- Compliance Complaints Advisory (CCA) - Principal Associate The US Card Compliance team is seeking an experienced Principal Associate to be a Compliance ... team and Channels organization within US Card. The US Card Compliance Complaints Advisory Specialist researches complaint cases, including communication from/to… more
- Boehringer Ingelheim (Ridgefield, CT)
- **Description** The Director, Compliance Business Partner is responsible for leading the development, implementation, and continuous enhancement of a robust ... compliance program across assigned business area(s) within the company's...and collaborative leader who can build trusted relationships with senior leaders across Medicine and Commercial functions. The CBP… more