- TD Bank (New York, NY)
- …requirements, requests, and expectations. **JOB DESCRIPTION** Reporting to the Senior Manager, Governance and Control, the Manager supports Change Governance ... Programs across TD Securities (Globally), ensuring a strategic, risk-based approach for alignment...ensure program alignment and provide tailored advice and strategic counsel to TDS partners. + Foster an effective, transparent… more
- Hawaiian Electric (Honolulu, HI)
- Associate General Counsel or Senior Associate General Counsel (Litigation & Regulatory) - Oahu Date:Nov 9, 2025 Location: Honolulu, Hawaii (HI), US, 96813 ... available. (Role: Manager) This posting seeks to fill at either the Associate General Counsel or Senior Associate General Counsel (Litigation & Regulatory) -… more
- The Estee Lauder Companies (New York, NY)
- …*Coordinate comms and follow-up actions between the Board, exec leadership, stakeholders Securities Law Compliance *Provide legal counsel on SEC reporting and ... securities law compliance, and legal aspects of mergers and acquisitions, providing counsel to senior leadership, Board of Directors and functions throughout… more
- TD Bank (New York, NY)
- …Description:** The Global Markets Documentation Team is an integral part of TD Securities . The group provides best-of-class service to business partners in TD Bank ... responsible for providing best-of-class service to clients of TD Securities and internal business partners by preparing and negotiating...funds. + Lead or participate in internal calls with senior credit officers and front office contacts, as well… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Raymond James entities. Will also have extensive contact with internal clients, senior management and outside counsel . **Responsibilities:** * Provides legal ... a variety of litigation matters with a focus on securities matters in FINRA's arbitration forum and in federal...currency in legal issues in litigation. * Provides advice, counsel , and recommendations to senior management on… more
- Stanford University (Stanford, CA)
- Senior University Counsel **Office of the General Counsel , Stanford, California, United States** Compliance Legal Post Date Oct 17, 2025 Requisition # 107537 ... The Senior University Counsel will be responsible for...investments, including in private investment funds, derivatives, and individual securities . + Developing and implementing tax strategies to help… more
- TD Bank (New York, NY)
- …responses across relevant business lines + liaising with Legal and outside counsel , where necessary, to review and prepare responses + Develop and implement ... and metrics on remediation efforts to be delivered to senior management committees and the Board of Directors of...essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products… more
- Vanguard (Malvern, PA)
- …of choice for the next generation of investors, your expertise in securities law and ERISA will be pivotal in driving compliant, forward-thinking solutions. ... ensure they are adequately addressed. + Directs the work being performed by outside counsel . Reviews and evaluates outside counsel invoices. + Maintains a high… more
- M&T Bank (New York, NY)
- …and it is based in M&T Bank's NY, NY office.** **Overview:** Provide legal counsel and advice on a wide range of complex legal matters affecting Wilmington Trust ... and work with senior leaders from various business lines and support units....institutional services (including custody, corporate trust, fund administration, and securities services) and wealth management (including private banking, investment… more
- Capital One (Mclean, VA)
- Senior Manager, Senior Counsel - Commercial Bank - Strategic Investments Group (Hybrid) An amazing opportunity exists for an experienced attorney to join the ... and other stakeholders in many disciplines, including, regulatory, tax, securities , real estate, etc. + Manage and coordinate outside..., real estate, etc. + Manage and coordinate outside counsel in an effective and efficient manner + Support… more