- Texas Instruments (Dallas, TX)
- …litigation portfolio across global jurisdictions and lead internal and external counsel . The ideal candidate combines deep litigation expertise with strong ... and potential litigation + Develop key metrics and dashboards; report regularly to senior executives and board committees + Partner with teams such as Compliance,… more
- USAA (San Antonio, TX)
- …a securities principal as appropriate: In conjunction and coordination with Securities Counsel and Securities Compliance, provides research and ... and clarification to executive and frontline leadership. + Supports senior management to ensure plans, operational environment, regulatory obligations, schedules,… more
- Equitable (Charlotte, NC)
- …**The Equitable Law Department's Mission is to Serve as Equitable's trusted counsel e** **_mpowering Equitable to pursue its noble purpose by upholding the ... As one of the lead contacts for Equitable Advisors' senior management on all compliance matters, the DCCO must...those conflicts. + Serve as a resource for compliance counsel and field management regarding compliance issues. + Provide… more
- State of Massachusetts (MA)
- Reporting to the Chief Financial Officer (CFO), the Treasurer is a senior member of the Finance Department. This role involves a high degree of responsibility and ... bond indentures. * Monitor primary and secondary market activity for MSBA-issued securities . * Maintain and update debt portfolio; analyze and recommend refunding or… more
- Truist (Charlotte, NC)
- …Executive Leadership, the BU CFO organization, other members of the Senior Leadership Team, external auditors, and regulatory agencies. Proactively provide ... counsel to these constituencies to communicate the expected and...strategic plans and decisions. Develop conceptual frameworks to assist senior leaders in understanding the accounting and reporting requirements… more
- Aegon Asset Management (Cedar Rapids, IA)
- …by Transamerica Corporate , which includes Finance, People and Places, General Counsel , Risk, Internal Audit, Strategy and Development, and Corporate Affairs, which ... regulatory inquiries ( eg FINRA, SEC) with direction from senior levels by gathering information. Qualifications + Bachelor's degree...education and experience + A basic knowledge of the securities laws, regulations, and rules + Written and verbal… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Citigroup (Tampa, FL)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... in terms of project size, geography, etc. by influencing decisions through advice, counsel and/or facilitating services to others in area of specialization. Work and… more