- KeyBank (Toledo, OH)
- …fiduciary responsibilities of KeyBank by providing expert trust administration and counsel to High-Net-Worth clients and their beneficiaries. Within the relationship ... and relationship skills for high-net-worth business. + Applied knowledge of investments/ securities in support of sales and client servicing. + Completion of… more
- American Water (Camden, NJ)
- …Chief SEC Counsel and Secretary (Corporate Secretary) within the Legal Counsel & Services Department. The Senior SEC/Governance Paralegal will independently ... to time by the Corporate Secretary or the SEC Counsel . The Senior SEC/Governance Paralegal will also...* Minimum of eight years of relevant experience in SEC/ securities , corporate governance, and corporate secretary * Working with… more
- Robert Half Legal (San Francisco, CA)
- …under the supervision of the Deputy General Counsel + Provide expert legal counsel on federal and state securities laws and stock exchange regulations + ... role will support a wide range of corporate governance, securities law, and regulatory matters, while helping manage risk...and related legal matters + Manage relationships with outside counsel as needed + Draft, review, and negotiate a… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $150,000 - $190,000 USD TD is committed to providing fair ... Oversight **Reports to:** AVP, Head of FCRM Oversight, TD Securities , US **Position Summary** The US FCRM TDS Business...teams also act as the primary contact providing ongoing counsel and support on Anti-Money Laundering (AML) and Anti-Terrorist… more
- Warner Bros. Discovery (Atlanta, GA)
- …with Investor Relations on shareholder engagement and outreach strategies + Advise senior executives and the Board on securities law developments, disclosure ... here you can thrive. Your New Role Discovery Global is seeking a senior legal executive to lead Mergers & Acquisitions, Capital Markets, and Corporate Secretary… more
- Cardinal Health (Frankfort, KY)
- …the organization's assets, operations and image. This function provides legal counsel related to commercial, corporate securities , intellectual property, labor ... areas. This function also litigates all company legal matters, manages outside counsel and manages legal operations. Privacy is responsible for providing advice, … more
- Truist (Charlotte, NC)
- …Executive Leadership, the BU CFO organization, other members of the Senior Leadership Team, external auditors, and regulatory agencies. Proactively provide ... counsel to these constituencies to communicate the expected and...strategic plans and decisions. Develop conceptual frameworks to assist senior leaders in understanding the accounting and reporting requirements… more
- Insight Global (Los Angeles, CA)
- …Statements and Audit. o Work with the firm's CEO / COO / General Counsel and senior management to ensure compliance on regulatory matters throughout the ... of 1940, the Investment Company Act of 1940, the Securities Act of 1933, and Securities Exchange...strong culture of compliance and provide independent challenge to senior management and business partners, * Ability to develop… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Citigroup (Irving, TX)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with… more