- Wells Fargo (New York, NY)
- **About this role:** We are seeking a highly experienced Senior Lead Compliance Officer to support the Structured Products Group (SPG) across both Capital ... + Build strong partnerships with internal stakeholders including Legal, Operational Risk, Credit , and Market Risk teams. **Required Qualifications:** + 7+ years of… more
- SMBC (New York, NY)
- …Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices ... of benefits to its employees. **Role Description** The Director, Sr. Regulatory Officer works with the Regulatory Relations team to implement and execute SMBC's… more
- Citigroup (Wilmington, DE)
- The Model/Anlys/Valid Sr Officer I is a strategic professional who closely follows latest trends in own field and adapts them for application within own job and the ... communication skills required in order to negotiate internally, often at a senior level. Developed communication and diplomacy skills are required in order to… more
- Comerica (Charlotte, NC)
- Job Description Senior Director Division Business Risk & Control OfficerThe Business Control Director Senior is a critical role with a mandate to drive ... the First Line of Defense, the Business Control Director Senior is accountable for maintaining a robust First Line...but not limited to operational, regulatory, market, traded, and credit risk About Comerica We know our employees are… more
- Comerica (Phoenix, AZ)
- Job Description Treasury Management Sales Officer IIIThe Treasury Management Sales Officer III is responsible for increasing the bank's profitability by ... NMLS certification requirement: where applicable, a favorable background check screening, credit check, fingerprint check, and NMLS certification is required in… more
- Comerica (Charleston, SC)
- Job Description Vice President, Treasury Management Sales Officer IV The Vice President, Treasury Management Sales Officer IV is responsible for increasing the ... NMLS certification requirement: where applicable, a favorable background check screening, credit check, fingerprint check, and NMLS certification is required in… more
- PNC (Atlanta, GA)
- …have an opportunity to contribute to the company's success. As a Senior Business Development Officer within PNC's Institutional Asset Management organization, ... position. **Preferred Skills** Account Management, Asset Allocation, Capital Management, Credit Risk Analysis, Equity Valuations, Investment Banking, Sales **Competencies**… more
- Securities and Exchange Commission (Philadelphia, PA)
- …and meetings, law school conferences held by similar groups and associations. Counseling senior management staff and officials at multiple levels of SEC; senior ... that translates directly to paid employment. You will receive credit for all qualifying experience, including volunteer experience. Qualifying...gained in an accredited US education program; or full credit has been given for the courses at a… more
- Securities and Exchange Commission (Philadelphia, PA)
- …and meetings, law school conferences held by similar groups and associations. Counseling senior management staff and officials at multiple levels of SEC; senior ... experience that translates directly to paid employment. You will receive credit for all qualifying experience, including volunteer experience. MINIMUM QUALIFICATION… more
- KeyBank (Chicago, IL)
- …product offerings within residual and pricing guidelines. Requires proficiency in credit analysis to apply Key's risk philosophy when reviewing customer financial ... to both internal and external constituents. + Organically cultivates relationships across Credit , BPU, and Syndications / KeyBanc Capital Markets teams to drive the… more