- Scotiabank (Dallas, TX)
- Compliance Testing Senior Manager , Swap Dealer and Derivatives Compliance **Requisition ID:** 220508 **Salary Range:** 99,790.00 - 190,995.00 _Please note ... and exception items noted during the review process to senior management. + Ensure that the stakeholders respond with...the Head of GBM&T Compliance Testing, Director of Swap Dealer and Derivatives Compliance Operations & Swap… more
- M&T Bank (Chicago, IL)
- …developing and managing a portfolio of auto, boat, and RV dealers/ dealer group(s) with highly complex lending and financial requirements. Establishes/strengths ... relationships with these major large dollar amount dealership/ dealer groups while promoting financial products, services and opportunities intended to improve their… more
- Charles Schwab (Austin, TX)
- …and (vi) middle and back office operational functions. Reporting to a Director or Senior Manager in the Broker- Dealer /Asset Management enterprise team, the ... testing, identify and draft audit observations for review by the Internal Audit Manager / Senior Manager (and above levels) and subsequent debriefing with… more
- BMO Financial Group (New York, NY)
- …Capital Markets Compliance team is hiring for a CCO of it's two US broker- dealer entities in New York, BMO Capital Markets Corp (BMOCMC) and Clearpool Execution ... Services, LLC (CES). The broker- dealer CCO would manage the implementation, maintenance and administration...to monitor regulatory compliance programs. + Advises and influences senior leaders on managing regulatory risk associated related to… more
- Access Dubuque (Dubuque, IA)
- …MercyOne Library Clerk Dubuque County Clinic RN- Registered Nurse: Oncology MercyOne Operations Manager - Inventory and Logistics Stu's Home Improvement Outlet CT ... Table Games Dealer **Q Casino + Resort** 1 Positions ID:...IRGC gaming regulations **ORGANIZATIONAL RELATIONSHIPS** + Reports to: Casino Operations Shift Managers/ Table Games Leads **SPECIFIC DUTIES AND… more
- USAA (San Antonio, TX)
- …impactful. **The Opportunity** USAA is seeking a talented Financial Institutions Relationship Manager Senior to manage and provides operational oversight of ... Subject-matter-expert level of business acumen in the areas of annuity business operations , broker dealer sales processes and paperwork, sales suitability,… more
- Caterpillar, Inc. (Peoria, IL)
- …we can all enjoy living in it. **Role Summary:** We are seeking a proven, proactive Senior Digital Operations Manager to join our digital team. You will be ... ideal candidate will have deep experience in modern IT operations , technical support delivery, and leveraging AI and automation...a proactive mindset and sense of urgency to address dealer and customer issues. **What you will do:** +… more
- Ford Motor Company (Jefferson City, MO)
- …of stakeholders across Product, Design, Engineering, Business, Marketing, Legal, and Dealer Operations to ensure successful development and launch. **You'll ... Vehicle Care Product Management team is looking for a Senior Product Manager to lead a critical.../ prognostics, personalized maintenance, DIY recommendations, education and seamless dealer connections - all through the trusted FordPass mobile… more
- PNC (Pittsburgh, PA)
- …to contribute to the company's success. As a Business Analytics Manager Senior - Foreign Exchange within PNC's Investment Operations organization, you can ... Pittsburgh, PA. The candidate must have Foreign Exchange experience or Securities Broker Dealer experience . The position will require the ability to create business… more
- Amazon (New York, NY)
- …player in shaping the future of the automotive industry. We are seeking a Senior Manager , Business Development (SMBD) to lead a team of experienced salespeople ... to engage top tier automotive dealer groups for strategic partnerships. The SMBD will continuously...key stakeholders, including sellers, account managers, product teams, and senior leadership. The SBDM will influence and build relationships… more