- TD Bank (New York, NY)
- …details for this role. **Job Description:** **Position:** Senior FCRM Compliance Officer **Reports to:** Director , Financial Crime Risk Oversight, TD ... regulatory and audit requests. + Provide backup to general AML compliance functions such as surveillance reviews,...+ Proficiency with Microsoft Word, Excel and PowerPoint. The Senior Compliance Office provides advice, guidance and… more
- KeyBank (Cleveland, OH)
- …in collaboration with other members of REA team on projects and testing. The Senior Compliance Manager must have a strong understanding of audit and/or testing ... apply those to testing, monitoring, issues management, and verification activities. The Senior Compliance Manager must exhibit strong leadership, initiative, and… more
- American Express (Sandy, UT)
- … compliance requirements, policies, and procedures as they relate to AML /BSA, financial crimes compliance , know-your-customer (KYC), enhanced due diligence, ... Financial Crimes Surveillance Unit (GFCSU), part of Global Financial Crimes Compliance (GFCC), provides end-to-end support and oversight of global financial crimes… more
- Huntington National Bank (Columbus, OH)
- Description The Huntington Capital Markets Enterprise Compliance Risk Director Senior will play a critical role in the execution and implementation of the ... The Director oversees a team of experienced Compliance Professionals and partners with senior leaders...written supervisory procedures, training, testing, information barriers, surveillance and AML compliance with a focus on Investment… more
- SMBC (New York, NY)
- …of benefits to its employees. **Role Description** SMBC is seeking a Senior Internal Auditor to work within the Internal Auditing Department's Financial Crimes ... Compliance team ("the FCC Audit Team") for the Americas function. It reports to a director and is responsible for assisting with the planning of internal audits,… more
- Banc of California (Santa Ana, CA)
- …wherein the Company operates. **HOW YOU'LL MAKE A DIFFERENCE** + Assists SVP, SOX Compliance Director in planning and executing the Bank's annual SOX ... controls, improvements to AuditBoard platform, etc. + Assists the SVP, SOX Compliance Director in preparing program documentation of progress and results… more
- SMBC (Sacramento, CA)
- …Services, International Services **JOB SUMMARY:** Reporting to the BSA Officer, the Director , Head of FCC Model and Data Governance will be responsible for ... the ongoing administration of the Financial Crimes Compliance ("FCC") Data Analytics, Model Governance and Model Validation programs for both the commercial banking… more
- MUFG (Irving, TX)
- …A member of our recruitment team will provide more details. Reporting into the Director - Head of Financial Institutions EDD Operations in the Center of Excellence ... align to clients' expected activity * Review and evaluate information about the FI's AML programs, for example by using the Wolfsberg CBDDQ responses * Reviewing a… more
- CIBC (Chicago, IL)
- …lines of defense for all matters relating to risk management. Manage relationships at director and senior director level, within the assigned LOB. Represent ... defense team which supports the departments referenced above. The Senior Risk Consultant will work closely with US TI&I...risk exposures and control gaps. Lead all Internal Audits, Compliance Exams, AML / CEEP, and GORM Reviews… more
- FirstBank PR (San Juan, PR)
- …and refine processes and procedures. Accountable for adhering to the Bank's BSA, AML and Office of Foreign Asset Control (OFCA) applicable policies. Employee must ... follow specific unit procedures developed in compliance with the policies. Employee is also responsible for...the Bank's processes and comply with any mandatory BSA, AML and OFAC training assigned. What You'll Need to… more