- CIBC (Chicago, IL)
- …lines of defense for all matters relating to risk management. Manage relationships at director and senior director level, within the assigned LOB. Represent ... defense team which supports the departments referenced above. The Senior Risk Consultant will work closely with US TI&I...risk exposures and control gaps. Lead all Internal Audits, Compliance Exams, AML / CEEP, and GORM Reviews… more
- FirstBank PR (San Juan, PR)
- …and refine processes and procedures. Accountable for adhering to the Bank's BSA, AML and Office of Foreign Asset Control (OFCA) applicable policies. Employee must ... follow specific unit procedures developed in compliance with the policies. Employee is also responsible for...the Bank's processes and comply with any mandatory BSA, AML and OFAC training assigned. What You'll Need to… more
- MUFG (Tempe, AZ)
- …matter expertise regarding Issues Management policy, standard, and procedures. + Support the Director , GFCD and Americas Compliance Issues Management and the ... President (AVP) role in the Global Financial Crimes Division ("GFCD") and Americas Compliance function of MUFG Bank, Ltd. will report to the Vice President, Americas… more
- TD Bank (New York, NY)
- …This position also works with management / control function partners (eg Risk, Legal, Compliance , AML and Audit) to assess risks, develop and implement proactive ... also fit for purpose. The role reports to the Director , Global Markets Supervision (Electronic Trading), and will provide...issues (eg 6-12 months) + Generally reports to a Senior Manager or above **Core Accountabilities:** Scope of Supervision… more
- Citizens (Boston, MA)
- …drive continuous innovation and significant business growth. You will work with the Senior Director / Director to adhere to internal governance processes for ... Description As the First Line Risk Senior Manager for the Embedded Banking business, you...staying updated with relevant banking regulations (FRB, OCC) and compliance requirements, specifically Anti-Money Laundering ( AML ). Special… more
- City National Bank (Los Angeles, CA)
- …of testing performed, and effectively communicate audit results to the Audit Senior Manager/ Director and senior management in meetings, presentations, ... and synthesizes results of testing performed, effectively communicates results to senior management to affect change, and delivers well written audit reports… more
- First National Bank of Omaha (Omaha, NE)
- …possible resolutions. **Risk Assessment:** Aid Director , Supervisor, or Senior Auditor in updating audit universe assessments. ** Compliance :** Understand ... **Audit Execution:** Execute audits at the direction of the Senior Auditor or Supervisor: . Audit Planning - Analyze...comply with bank policy, laws, regulations and the bank's BSA/ AML Program, as applicable to your job duties. Complete… more
- Great Southern Bank (Springfield, MO)
- …research and analysis of financial statement data, collateral documentation review, compliance review of regulatory guidelines, evaluation of industry trends, and ... about 20% of the time. + Assists the Managing Director of Credit Risk in obtaining information related to...regulatory reports that are submitted to regulatory authorities and senior management. This duty is performed daily, about 5%… more
- Scotiabank (OR)
- …The incumbent is guided by Bank policy and receives broad direction from the Senior Manager/ Director , and general direction from the Project Manager for the ... of day-to-day business controls to meet obligations with respect to operational, compliance , AML /ATF/sanctions and conduct risk. + Champions a high-performance… more