- USAA (Chesapeake, VA)
- …to ensure quality standards are established in accordance with internal practices, risk and compliance policies and procedures, and regulatory requirements for ... processes and procedures. + Ensures objectives align with operational process, regulatory, risk and compliance goals to effectively contribute to the mission… more
- Seattle Children's (Seattle, WA)
- …to the SVP and Chief Legal Officer with functional reporting to the Governance , Audit and Compliance Committee of the Board of Trustees. Understands ... environment and leverages this knowledge to create a vision of how risk -based compliance initiatives can work effectively, practically and coherently throughout… more
- Vanguard (Malvern, PA)
- …and fosters lines of communication between, and with, business contacts, Legal and Compliance , Enterprise Risk Management, Internal Audit and global partners. + ... successful candidate will lead a dedicated team, oversee the financial crimes compliance program, and ensure adherence to regulatory requirements. Serves as Chief… more
- Aflac (New York, NY)
- …Perform and document compliance forensic testing. + Interface with other Aflac Compliance functions and Investment Risk as appropriate on matters relating to ... VP, Investment Compliance Manager The Company: Aflac Asset Mgt. LLC...decisions yet communicate and escalate issues as appropriate to senior leadership. + Partner effectively with investment advisory staff… more
- Bloomberg (New York, NY)
- …Officer - Indices/ Benchmark Administration Location New York Business Area Legal, Compliance , and Risk Ref # 10044966 **Description & Requirements** Bloomberg's ... as IOSCO principles; and be able to implement regulatory compliance policies, governance and controls. Strong communication...+ A track record of working with and advising senior business people on compliance matters +… more
- Truist (Atlanta, GA)
- …processes and strategic planning sessions. 33. Lead cross-functional teams in implementing governance , risk , and compliance frameworks for technology ... with service value chain optimization and value stream mapping 14. Experience with IT governance , risk , and compliance (GRC) tools and processes **Core… more
- Citigroup (Irving, TX)
- … Partnership:** + Partner with internal audit, compliance , finance, and risk management functions to validate data governance controls and evidence ... data quality for datasets across the firm in support of management reporting, risk management, and regulatory compliance , including direction and insight into… more
- American Express (New York, NY)
- …welcome and recommend us to their customers. The GMNS Data Office works on high- risk , high-impact projects that ensure GMNS compliance with the Enterprise Data ... the business unit in alignment with the Enterprise Data Risk Management Policy. + Ensure compliance with...external data sharing support, ensuring alignment with enterprise data governance and compliance standards. + Direct the… more
- Citigroup (Tampa, FL)
- …- Senior Vice President - Hybrid The Business Execution Lead (Data Governance Foundation Senior Lead Analyst - C14) is responsible for leading activities ... the definition of the Enterprise and Wholesale Loans Data Governance Strategy, Data Risk and Control Framework,...+ Working knowledge of Data Operating Model practices, Data Governance and Data Compliance within large, financial… more
- Truist (Atlanta, GA)
- … compliance gaps, partners in the analysis of legal, regulatory and compliance initiatives. Manages cybersecurity risk and compliance functions which ... audits for IAM. + Work with key stakeholders, including senior subject matter experts, to build evidence packages and...related experience at a large financial institution performing legal, compliance , or other duties such as risk … more