- JPMorgan Chase (Tampa, FL)
- …Asset Management business. As a Senior Test Lead within the Global Asset Compliance and Ops Risk Testing Center of Excellence (CoE), you will be responsible ... detailed compliance testing review reports. + Foster collaboration with Compliance and Operational Risk Officers on various engagements. This includes… more
- TD Bank (New York, NY)
- … appetite in compliance with regulatory requirements, Bank policies and risk appetite. Members of TDS Governance & Control require sufficient expertise ... a first line of defense team responsible for providing risk and compliance advice and oversight to...Governance across TD Securities (Globally) ensuring a strategic, risk -based approach for alignment with Volcker Rule standards. The… more
- Capgemini (New York, NY)
- …_INVENT PEOPLE S&T_ **Title:** _Capgemini Invent - Senior Consultant - Finance, Risk & Compliance - Banking_ **Location:** _NY-New York_ **Requisition ID:** ... Consultant** in our **Banking** team focused on **Finance, Risk & Compliance ** , you will support...expertise will help drive value and meaningful improvements in governance , resilience, and compliance . In this role… more
- Citigroup (New York, NY)
- …Policy forums, advocating Risk EDO views for robust and superior data governance , and drive Policy compliance , manage CDGP adoption projects and enhance the ... positive impact on the communities we serve. The **Data Governance Foundation Group Manager** is a senior ...Citi Data Governance Policy (CDGP) for the Risk Division globally + Assess and track compliance… more
- TD Bank (New York, NY)
- …CPA, CA, LLB and/or MBA preferred + 10 years of relevant industry and governance , risk , internal control and/or compliance experience **INCLUSIVENESS** At ... implementation - across all TDS businesses - of all risk , control and governance programs, initiatives, policies,...interaction model with business partners, other G&C leads, and Risk and Control Partners such as Compliance … more
- TD Bank (New York, NY)
- … appetite in compliance with regulatory requirements, Bank policies and risk appetite. Members of TDS Governance & Control require sufficient expertise ... a first line of defense team responsible for providing risk and compliance advice and oversight to...requirements, requests, and expectations. **JOB DESCRIPTION** Reporting to the Senior Manager, Governance and Control, the Manager… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …enterprise policy review and drafting process. + Vetting discussions with key senior stakeholders (defined by policy owners) to ensure comprehensive review of ... enterprise policies. + Review and approval of enterprise policies at the Enterprise Risk Management Committee and when required the RJF Board of Directors or a… more
- Truist (Charlotte, NC)
- … risk and regulatory expectations. Effectively manage overall operational and compliance risk related to Regulatory Reporting. Support the reporting ... and identify, and assess configuration of controls in regulatory reporting to ensure compliance with risk and regulatory expectations. Identify data issues and… more
- Robert Half (Chicago, IL)
- …the most trusted global consulting firm. Where We Need You Protiviti is looking for a Risk & Compliance Senior Consultant to join our growing Lender Due ... JOB REQUISITION Chicago - Risk & Compliance - Lender Due... Compliance - Lender Due Diligence (Financial Services) Senior Consultant LOCATION CHICAGO ADDITIONAL LOCATION(S) JOB DESCRIPTION You… more
- TD Bank (New York, NY)
- … appetite in compliance with regulatory requirements, Bank policies and risk appetite. Members of TDS Governance & Control require sufficient expertise ... a first line of defense team responsible for providing risk and compliance advice and oversight to...requirements, requests, and expectations. **JOB DESCRIPTION** Reporting to the Senior Manager, Governance and Control, the Manager… more