- MTA (New York, NY)
- …oversees all aspects of the safety and health program, ensuring regulatory compliance , operational safety, and risk mitigation across nine inter-borough ... Central Business District Congestion Relief Zone. Reporting directly to the Senior Vice President of Environmental, Safety, and Health, the Vice President… more
- HUB International (Chicago, IL)
- …securities-related matters, including regulatory compliance , SEC and SOX compliance , corporate and board governance , required disclosures, insider trading, ... 8-12+ years' experience in securities and/or corporate law (particularly in SEC compliance ), board and corporate governance , capital markets or regulatory… more
- MUFG (New York, NY)
- … risk profile; + Participating in global and regional financial crimes compliance governance forums; + Supporting Senior Management, industry, regulatory, ... financial crimes-related programs within existing structures. + Experience interacting with senior management land compliance subject matter experts. + Proven… more
- Comerica (Dallas, TX)
- …while ensuring alignment to 2LOD frameworks and policies, in topics such as Exams, Compliance , Third-Party Risk , Model Risk , Compliance , Human Capital, ... enterprise risk culture by fostering rigor and discipline focused on risk and compliance awareness, ethical business practices, transparency, and escalation.… more
- Citigroup (Irving, TX)
- …valued and timely assurance to the Board, the Committees, the Citigroup Chief Risk Officer ("Citigroup CRO"), Citibank CRO, senior management and regulators over ... process reengineering and data initiatives, ensuring alignment with Citigroup's enterprise-wide risk management strategies and data governance frameworks. Drive… more
- ADM (Chicago, IL)
- …with enterprise risk management, and driving continuous improvement in IT governance , risk , and control processes. The Director will collaborate with ... senior leadership across IT and business functions, manage a...manage a team of IT audit professionals, and ensure compliance with regulatory requirements including SOX 404. **Key Responsibilities:**… more
- Wells Fargo (Charlotte, NC)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- Marex (Chicago, IL)
- …influences change at a senior level to improve Marex Group corporate governance , risk management practices and internal control environment. + Through the ... provide the required level of assurance to the Board, senior management, and other stakeholders. + Plan and deliver...working in a regulated environment and knowledge of the risk and compliance requirements associated with this.… more
- Wells Fargo (Chandler, AZ)
- …based on data analysis + Interpret and develop a range of guidelines for compliance and risk management requirements for supported area and work with other ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Wells Fargo (Denver, CO)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more