- Raymond James Financial, Inc. (St. Petersburg, FL)
- … risk management. + Contribute to the design and implementation of risk governance policies, procedures, and control frameworks to strengthen the overall ... the company's risk profile. + Monitor key risk indicators and ensure timely reporting to senior...procedures used in the securities industry. + Awareness of risk governance structures, policies, and procedures within… more
- Citigroup (Tampa, FL)
- The business risk senior manager accomplishes results through the management of processes. Integrates subject matter and industry expertise within a defined ... members. * Ability to manage teams. Qualifications: * 6-10 years exeperience in management, risk management and/or regulatory compliance in one or more of the… more
- Citigroup (Tampa, FL)
- …of Cash Services, is responsible for enabling a framework for movement of funds risk and portfolio governance oversight for Citi. Leads strategy and initiatives ... to implement new or enhanced governance processes and enable operationalization of enterprise-wide standards. The...Enterprise Risk Management Framework and adherence with Risk Mgmt. / Compliance Policies. + Support… more
- Wells Fargo (Charlotte, NC)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- SMBC (New York, NY)
- …environment. The ideal candidate will bring strong experience in transaction banking, risk governance , and regulatory compliance , with a collaborative ... to the enhancement of governance structures and risk oversight processes. + Ensure compliance with...monitoring regulations, including NACHA guidelines. + Prepare and refine risk reporting for senior management and supervisory… more
- Scotiabank (Dallas, TX)
- …Leadership: Demonstrate significant maturity, credibility and sound judgment in dealing with senior management across business lines, risk management and support ... Manager, Risk & Control, US Internal Control **Requisition ID:**...position adds value by providing expertise in ensuring effective governance , procedures, and processes within the Internal Controls department.… more
- Citigroup (Queens, NY)
- …cross functional leaders across Wealth. + Support enhancements to the Material Risk Inventory process for operational, compliance and reputational risks, also ... driven process to proactively prepare for on internal audit, risk / compliance reviews and regulatory exams...senior colleague/ client commitment. + Articulates clearly how risk technology supports unit's business, as well as the… more
- Capital One (Mclean, VA)
- …Bank Are you ready to work on the front line of a top 10 Bank? As a Senior Risk Associate in the Commercial Risk Office at Capital One you'll be responsible ... to identify and mitigate potential risks to Capital One. Senior Risk Associates at Capital One are...partners across the Commercial Bank to develop and implement risk management solutions for operational, compliance , regulatory,… more
- Banc of California (Santa Ana, CA)
- …Senior GRC Information Security Analyst role will be part of the Information Security Governance , Risk , & Compliance (GRC) team at Banc of California. The ... regulations and contractual obligations and maintaining effective and efficient governance , risk , and compliance programs.... program, compliance initiatives, and overall security risk posture. + Partner with senior management… more
- Sumitomo Pharma (Helena, MT)
- …strategies and authoring of signal evaluation reports according to established safety governance policies and keeping senior leadership informed of safety ... issues. **Job Duties and Responsibilities** + Continuous monitoring and ongoing risk /benefit assessment for assigned investigational and marketed products. + Conduct… more