- Charles Schwab (Lone Tree, CO)
- …Reporting (ICFR) for SOX and FDICIA, and for the annual assessment of management's Internal Control over Compliance (ICOC) for SEA Rule 17a-5. The SCO supports ... status quo" and transform the finance industry together. The Sarbanes-Oxley Compliance Office (SCO) performs risk assessment, scoping, testing, concluding, and… more
- Unilever (Hoboken, NJ)
- US Import Compliance Specialist, UNASCCBackground & Purpose of the JobThe US Import Compliance Specialist oversees the import operations of finished goods into ... the United States, ensuring full compliance with government regulations. This role is pivotal in...Entry due to Import Alerts or other challenges.* Document Auditor : Validate import documents (eg, invoices, packing lists, certificates… more
- Kelly Services (MI)
- …set goals, coach, and scale capabilities. + Translate complex risk and compliance topics into clear, business‑centric narratives; brief senior leadership and ... business functions. **Essential Skills, Knowledge & Experiences:** + 5+ years in GRC/risk/ compliance (7-10+ preferred for a senior manager) with proven program… more
- RELX INC (Atlanta, GA)
- …to ensure compliance with applicable laws and regulations. + Monitoring compliance with internal policies and external regulations and prepare for audits ... Are you looking to utilize your compliance and governance expertise as a critical member...and presentation skills applicable to a wide audience including senior and executive management, customers, etc., including diction/terminology and… more
- Charles River Laboratories (Rockville, MD)
- …build a career that you can feel passionate about. **Job Summary** The Senior Specialist, Quality Systems and Compliance is responsible for providing oversight ... to the Quality Management System for compliance with applicable CGMP regulations. This includes but is...investigations and risk assessments. + Previous experience as an auditor for internal and vendor audits +… more
- NBT Bank (Rochester, NY)
- Pay Range: $26.66 - $39.10 The Compliance Specialist II is directly responsible for preparing increasingly complex compliance and government filings within ... procedures to ensure accuracy and quality of deliverables. Review compliance and government filings of other team members within...filer plans and assist Plan Consultants in answering any auditor questions. + 10% Maintain a working knowledge of… more
- The County of Los Angeles (Los Angeles, CA)
- …-AND- One year's professional auditing or accounting experience at the level of Senior Accountant Auditor ,** Senior Accounting Systems Technician, or ... at the level of Los Angeles County class of Senior Accountant Auditor is defined as: Supervises...defined as: Supervises and conducts management, performance, financial, and compliance audits and other studies of County departments and… more
- City National Bank (Los Angeles, CA)
- …within financial institutions. * CPA - Certified Public Accountant Or * CIA - Certified Internal Auditor Or * CISA - Certified Information Systems Auditor Or ... Manager I position is a leadership role as an auditor -in-charge to guide a team of auditors to assess...performed, and effectively communicate audit results to the Audit Senior Manager/Director and senior management in meetings,… more
- City National Bank (Los Angeles, CA)
- …* CISA - Certified Information Systems Auditor * CIA - Certified Internal Auditor * CISM - Certified Information Security Manager *Additional Qualifications* ... DIRECTOR OF AUDIT- IT* WHAT IS THE OPPORTUNITY? The Senior Director of Audit for IT will provide independent,...Risk Management practices, governance processes and the system of internal controls. Position will oversee and drive audit plan… more
- City National Bank (Dallas, TX)
- …Investment Risk Specialist (CFIRS) Or * Certified Public Accountant (CPA) Or * Certified Internal Auditor (CIA) Or * Certified Information Systems Auditor ... AUDIT MANAGER- WEALTH MANAGEMENT* WHAT IS THE OPPORTUNITY? The Wealth Management Senior Audit Manager position, reporting to the Audit Director of Wealth Management,… more