- SMBC (New York, NY)
- …within area of coverage. Reports to a senior member of Private Side Compliance Advisory for SMBC Nikko Securities Inc. **Role Objectives** + Assists in ... Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal... Compliance , IT Risk and Training committees. The Compliance Advisory Associate role assists in managing… more
- JPMorgan Chase (New York, NY)
- …and delivery of all required finance and business support. As a Business Manager Senior Associate within the Mergers & Acquisitions Advisory team, you will act ... Collaborate with US and global support areas, including Product Controllers, Compliance , Legal, Tax, Audit, Events, Marketing, Expense Management, Risk, Conflicts,… more
- TD Bank (New York, NY)
- …details for this role. **Job Description:** We are looking for a Director, US Markets Compliance Advisory to join our team in New York City. The ideal candidate ... must have compliance advisory experience in the Global Transaction...and execute requite implementation. + Provide ongoing reporting to senior management + Develop and deliver proactive strategies and… more
- TD Bank (New York, NY)
- …Description:** **Preferred Qualifications:** We are looking for a Vice President, US Markets Compliance Advisory to join our team in NYC. The ideal candidate ... must have compliance advisory experience with background in OTC...Ability to project confidence and professionalism in dealings with senior business personnel. + Strong knowledge of technology infrastructure… more
- CIBC (Boston, MA)
- …a collaborative culture. **What you'll be doing** We are seeking a highly motivated Senior Investment Analyst to join our Private Equity and Venture Capital ... our relationship management and business development teams to provide sound investment management and advisory services. Furthermore, an entrepreneurial approach… more
- JPMorgan Chase (New York, NY)
- …to them? You have found the right team! As a Letter of Credit Product Advisory Associate in the Commercial Bank, you will be supporting the team's Vice Presidents in ... the workings of our internal teams, eg, deal team leads, credit, legal, compliance and business management, relating to credit decisioning, product set up and… more
- JPMorgan Chase (Jersey City, NJ)
- Unlock your potential and dive deep into market analytics and product compliance . Harness your expertise to build pivotal relationships, identify areas of ... increase efficiencies, and lead our products to their launch. As a Senior Market and Product Expansion Associate in **Payments** **Industry Advocacy and Governance… more
- Huntington National Bank (Columbus, OH)
- Description The Senior Risk Officer - Investment Management colleague will operate within the Investment Management space, playing a key role in the delivery ... partners with senior leaders to ensure effective risk governance, regulatory compliance , and operational resilience. Duties & Responsibilities: + Serve as a core… more
- Manulife (New York, NY)
- …management, internal investigations, and training development. **Job Requirements:** + A senior compliance leader with investment management experience, ... mortgage loan and senior loan transactions for compliance with the terms of each RIC's investment...(among others) the Cayman Islands, Delaware, and Ireland. Certain sub- advisory services are provided to registered investment … more
- Manulife (New York, NY)
- …management, internal investigations, and training development. **Job Requirements:** + A senior compliance leader with investment management experience, ... mortgage loan and senior loan transactions for compliance with the terms of each RIC's investment...(among others) the Cayman Islands, Delaware, and Ireland. Certain sub- advisory services are provided to registered investment … more