- Citigroup (New York, NY)
- …+ Daily portfolio management of model/custom accounts under the guidance of senior portfolio managers + Contribution to overall investment strategy, design, ... Citi Investment Management (CIM) is a group within Citi...Bank (CPB) that manages assets on a discretionary and advisory basis for high and ultra-high net worth clients.… more
- Bank of America (San Francisco, CA)
- …transparency. Our trusted advisory teams are equipped with access to the investment insights of Merrill coupled with the banking convenience of Bank of America. ... Management is a leading provider of comprehensive wealth management and investment products and services for individuals, companies, and institutions. Merrill Wealth… more
- JPMorgan Chase (New York, NY)
- …+ Independently lead product launches or changes collaborating across the investment management, business channels, trading, legal, compliance , risk, finance, ... Job Description: JPMorgan Asset & Wealth Management delivers industry-leading investment management solutions. Asset Management provides individuals, advisors and… more
- Truist (Jupiter, FL)
- …advice and solutions. Utilize objective and sound personal financial planning and financial advisory concepts to provide an integrated delivery of a broad range of ... support client service and business development efforts (eg credit, mortgage, planning, investment , trust and fiduciary services, and insurance services) in a manner… more
- City National Bank (Dallas, TX)
- …Benefit Trust Administration, Retirement and Custody Services, Specialty Wealth Assets, Investment Advisory , Broker/Dealer, Investment Banking activities for ... Certified Trust Compliance Professional (CTCP) Or * Certified Fiduciary & Investment Risk Specialist (CFIRS) Or * Certified Public Accountant (CPA) Or *… more
- Neuberger Berman (New York, NY)
- …ensuring ongoing oversight and escalation of control matters + Partner with Compliance , Risk, Legal, Operations, and other control partners to ensure the highest ... of supervision and governance for RIA and Broker Dealer platforms and advisory /sales activities + Oversee the implementation of regulatory changes and strategic… more
- Bank of America (Washington, DC)
- …transparency. Our trusted advisory teams are equipped with access to the investment insights of Merrill coupled with the banking convenience of Bank of America. ... Management is a leading provider of comprehensive wealth management and investment products and services for individuals, companies, and institutions. Merrill Wealth… more
- JPMorgan Chase (Columbus, OH)
- …as primary legal contact for guidance related to financial products, including investment advisory programs and brokerage products. + Interpret existing, ... with demonstrated financial services experience. + Experience in broker-dealer and investment advisory matters, including knowledge of federal and state… more
- Robert Half Management Resources (Dallas, TX)
- …Trust Advisory Committee meetings and related documentation, such as Investment Objective Statements and Letters of Understanding. * Analyze account synoptic ... Maintain a focus on regulatory expectations, ensuring all activities align with compliance requirements. Requirements * Certified Fiduciary & Investment Risk… more
- TD Bank (New York, NY)
- …across TD Securities (TDS), including Markets Sales and Trading leaders, Technology, Advisory Compliance , and Risk functions. The incumbent provides strategic ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $250,000 USD TD is committed to providing fair… more