- JPMorgan Chase (New York, NY)
- …alignment with business objectives in partnership with JP Morgan Private Advisory leadership - a cross-disciplinary group of specialists focused on delivering ... updated stock plan app), and advice insights via AI. + Collaborate with senior leadership to align product goals with business objectives. **Product Development and… more
- Mizuho Corporate Bank (New York, NY)
- …250 models and an evolving framework closely aligned with SR 11-07, this senior leader will ensure the integrity, compliance , and effective management of ... industry best practices, emerging risks, and regulatory requirements. + Regulatory Compliance & Liaison: Maintain a strong understanding of SR 11-07 and… more
- Robert Half Finance & Accounting (Darien, CT)
- …a collaborative accounting team. Responsibilities: Core focus is HWN and Partnership tax advisory and compliance . In addition: * Oversee and maintain general ... investment entities, family partnerships, and operating companies. * Manage investment accounting processes to ensure accuracy and compliance . * Handle… more
- CGI Technologies and Solutions, Inc. (New York, NY)
- …a high-impact role with our top-performing Global Banking team as an Advisory Services Project Manager. Lead strategic initiatives that transform and optimize the ... years of experience as Project Manager role in business consulting/ advisory services. * Business domain expertise is must in... services. * Business domain expertise is must in Investment Banking Capital Markets trade flows in one of… more
- Lincoln Financial (Fort Wayne, IN)
- …opportunity. **Requisition #:** 74826 **The Role at a Glance** As a Senior Consultant, Fund Admin, Regulatory, you will prepare complex regulatory filings including ... expense reimbursement agreements, material contracts, proxy and information statements, advisory and sub- advisory agreements. * Preparing complex regulatory… more
- Janus Henderson Investors (Denver, CO)
- …sole discretion). You should be willing to adhere to the provisions of our Investment Advisory Code of Ethics related to personal securities activities and other ... working in a highly collaborative fashion with Product and Channel Marketing, Compliance , Product Specialists, Investment Desks and distribution partners. + This… more
- Charles Schwab (Westlake, TX)
- …at the Senior and Working Team level) + 10+ years investment product or project management experience, ideally supporting Alternative Investments + 3+ years ... Investments Offer Management, will be a part of the Investment & Offer Solutions (IOS) group. IOS is a...clients and our client-facing representatives (Branch Network, Schwab Wealth Advisory , Income & Advice Solutions). Given the rapid growth… more
- Grant Thornton (New York, NY)
- …and financial reporting for a portfolio of private funds, ensuring accuracy, compliance , and timely delivery of financial information to stakeholders inclusive of ... and accuracy. + Analyze fund performance metrics and provide insights to senior leadership for strategic decision-making. + Responsible for the month-end and… more
- SMBC (New York, NY)
- …its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects ... to the Head of Americas Control Room. Performs core Control Room advisory and monitoring functions including interaction with business functions, Watch and… more
- Mizuho Corporate Bank (New York, NY)
- …training and development needs, and deliver high quality, value added assurance and advisory services. + Coordinate with or assist other IADA Audit Groups, as ... and techniques, the concepts of risk, risk management, internal control and compliance , and the ability to effectively and consistently apply such understanding to… more