- JPMorgan Chase (Irvine, CA)
- …to solve real-world challenges that impact our company, customers, and communities. As a Credit Risk Senior within the Credit Risk team, you will play an ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center...200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking,… more
- Wells Fargo (Charlotte, NC)
- …and motivated Senior Market Risk Specialist to join the Corporate and Investment Banking, Chief Risk Officer Group. This individual will lead the ... transformation of our counterparty credit risk limit monitoring processes. The role will focus on...to limit breaches. + Communicate findings and recommendations to senior management and governance forums. **Required Qualifications:** + 4+… more
- HUB International (New York, NY)
- …limited purpose FINRA Broker-Dealer: The Deputy Chief Compliance and Risk Officer , will be a highly visible, senior leadership position, reporting directly ... into the Global/Executive Chief Compliance and Risk Officer , working closely with RPW senior leadership...assisting the Global/Executive Chief Compliance and Risk Officer in implementing, updating, and maintaining SEC investment… more
- JPMorgan Chase (Washington, DC)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside...and striving to be best-in-class. **Job Summary** As a Senior Real Estate Appraiser within the Valuation Services Group,… more
- City National Bank (New York, NY)
- *COMPLIANCE OFFICER SENIOR -REGISTERED INVESTMENT ADVISOR* *WHAT IS THE OPPORTUNITY?* The Senior Compliance Officer will act in a compliance oversight ... and advisory role supporting assigned business units including two registered investment managers. The role will also be responsible for managing and maintaining… more
- Scotiabank (Houston, TX)
- Senior Manager, CIB & Research Compliance Officer **Requisition ID:** 218082 **Salary Range:** 99,790.00 - 190,995.00 _Please note that the Salary Range shown is ... Global Banking & Markets provides a full range of investment banking, credit and risk management products...to drive ambition for every future! **Purpose** The Compliance Officer will operate as a member of the CIB… more
- JPMorgan Chase (New York, NY)
- …accountability, and enterprise perspective. **Job Responsibilities:** + Serve as Chief Compliance Officer of a registered investment fund focused on alternative ... your expertise to JPMorganChase (the firm). As part of Risk Management and Compliance, you are at the center...Qualifications, Capabilities and Skills:** + Experience as Chief Compliance Officer of a registered investment company. +… more
- JPMorgan Chase (Chicago, IL)
- …best-in-class. As a Lead Credit Officer - Vice President on the Specialty Finance Risk Team, you will be responsible for the risk management of a national ... Bring your expertise to JPMorganChase. As part of Risk Management and Compliance, you are at the...industries. You will partner with Securitized Products, Corporate and Investment Bankers, Treasury Services and Traders to analyze, structure,… more
- TD Bank (New York, NY)
- …help manage regulatory risk . **Depth & Scope:** + Works independently as the senior officer and may coach and educate others + Individual contributor role ... for this role. **Job Description:** The TD Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance Data Quality Team. The team… more
- Thrivent Financial (Appleton, WI)
- …estate planning, trust documents, account agreements, investment principles, and risk management. The officer collaborates closely with internal teams ... timely and risk -aware administration. Beyond day-to-day account management, the Senior Personal Trust Officer proactively anticipates client needs, resolves… more