- Citigroup (New York, NY)
- …critical component of our First Line of defense for wholesale and counterparty credit risk management and also with our Independent Risk partners to ensure ... as client responsiveness. Key responsibilities include portfolio analysis, documentation, risk identification, management, monitoring, administration, and stress testing. The… more
- JPMorgan Chase (Washington, DC)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside...and striving to be best-in-class. **Job Summary** As a Senior Real Estate Appraiser within the Valuation Services Group,… more
- HUB International (New York, NY)
- …limited purpose FINRA Broker-Dealer: The Deputy Chief Compliance and Risk Officer , will be a highly visible, senior leadership position, reporting directly ... into the Global/Executive Chief Compliance and Risk Officer , working closely with RPW senior leadership...assisting the Global/Executive Chief Compliance and Risk Officer in implementing, updating, and maintaining SEC investment… more
- City National Bank (New York, NY)
- *COMPLIANCE OFFICER SENIOR -REGISTERED INVESTMENT ADVISOR* *WHAT IS THE OPPORTUNITY?* The Senior Compliance Officer will act in a compliance oversight ... and advisory role supporting assigned business units including two registered investment managers. The role will also be responsible for managing and maintaining… more
- Scotiabank (Houston, TX)
- Senior Manager, CIB & Research Compliance Officer **Requisition ID:** 218082 **Salary Range:** 99,790.00 - 190,995.00 _Please note that the Salary Range shown is ... Global Banking & Markets provides a full range of investment banking, credit and risk management products...to drive ambition for every future! **Purpose** The Compliance Officer will operate as a member of the CIB… more
- JPMorgan Chase (New York, NY)
- …accountability, and enterprise perspective. **Job Responsibilities:** + Serve as Chief Compliance Officer of a registered investment fund focused on alternative ... your expertise to JPMorganChase (the firm). As part of Risk Management and Compliance, you are at the center...Qualifications, Capabilities and Skills:** + Experience as Chief Compliance Officer of a registered investment company. +… more
- JPMorgan Chase (Chicago, IL)
- …best-in-class. As a Lead Credit Officer - Vice President on the Specialty Finance Risk Team, you will be responsible for the risk management of a national ... Bring your expertise to JPMorganChase. As part of Risk Management and Compliance, you are at the...industries. You will partner with Securitized Products, Corporate and Investment Bankers, Treasury Services and Traders to analyze, structure,… more
- NJEDA (NJ)
- …shape New Jersey's future with innovative economic development at NJEDA. Job Overview + The Senior Project Officer for the New Jersey Green Bank will serve as a ... state. This role is responsible for underwriting high-quality credit and investment opportunities that deliver attractive risk -adjusted returns while supporting… more
- TD Bank (New York, NY)
- …help manage regulatory risk . **Depth & Scope:** + Works independently as the senior officer and may coach and educate others + Individual contributor role ... for this role. **Job Description:** The TD Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance Data Quality Team. The team… more
- Thrivent Financial (Appleton, WI)
- …estate planning, trust documents, account agreements, investment principles, and risk management. The officer collaborates closely with internal teams ... timely and risk -aware administration. Beyond day-to-day account management, the Senior Personal Trust Officer proactively anticipates client needs, resolves… more