- Truist (Whiteville, NC)
- …the following job description:** Responsible for day-to-day operations of assigned Financial Intelligence Unit (FIU) team ensuring full compliance with the Bank ... other relevant sources to mitigate the company's reputation or regulatory risk. 6. Lead , mentor and coach direct reports to include training and regular performance… more
- Truist (Charlotte, NC)
- …for leading and managing staff, vision and strategic plan of respective Financial Crimes Investigations (FCI) area(s) under leadership, with an emphasis ... are not mentioned below. Specific activities may change from time to time. 1. Lead FCI technology initiatives and other tech related activities to ensure that Truist… more
- TD Bank (Charlotte, NC)
- …specific details for this role. **Line of Business:** Audit **Job Description:** The Senior Audit Group Manager leads and develops a team of audit professionals and ... to develop the divisional annual plan + Acts as lead audit advisor to management and respective teams for...trends, identifying issues and opportunities and recommending action to senior management + Acts as a strategic audit advisor… more
- Citigroup (Florence, KY)
- The KYC Operations Lead Analyst is a senior -level position responsible for leading Anti-Money Laundering (AML) monitoring, governance, oversight and regulatory ... team. The overall objective of this role is to lead in the development and management of a dedicated...of judgement and autonomy. + Acts as SME to senior stakeholders and /or other team members. + Appropriately… more
- TD Bank (Greenville, SC)
- …related to potential money laundering, terrorist financing and other illicit financial crimes , and Regulatory reporting requirements. The role requires ... to potential money laundering, terrorist financing and other illicit financial crimes , by analyzing transactional activity and...leading projects and activities + Works independently as the senior technical lead and guides others within… more
- Wells Fargo (Atlanta, GA)
- **About this role:** Wells Fargo is seeking a Senior Lead Secured Lending Underwriter for the Channel Finance division. Wells Fargo Channel Finance provides ... including leverage lending, high risk borrowers, exception tracking, risk ratings, and financial crimes + Oversee seamless onboarding of new clients in… more
- Wells Fargo (Charlotte, NC)
- Wells Fargo is seeking a Senior Lead , ALM Executive Analytics to lead a strategic portfolio of high-impact initiatives, reports, and presentations within our ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …the securities or banking industry to administer and manage an assigned AML & Financial Crimes function. Ensures monitoring and internal controls are in place to ... The Senior Manager, AML uses extensive knowledge and skills...selecting staff. + Plan, assign, monitor, review, evaluate and lead the work of others. + Ensure compliance with… more
- Wells Fargo (Carlsbad, CA)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively ... markets executions, acquisition finance, bridge underwrites, and other complex transactions; lead transactions engaging directly with senior management, clients,… more
- Wells Fargo (Irvine, CA)
- **About this role:** Wells Fargo is seeking a Senior Lead Commercial Banking Business Development Representative for clients with annual revenue of $100MM to $2B ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively… more