- Citigroup (Jersey City, NJ)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance risks and ... responsible for performing assessments of Citi's compliance risks; performing independent testing activities ( testing and...ability to navigate a complex organization; to influence and lead people across cultures at a senior … more
- TD Bank (Mount Laurel, NJ)
- …during audits, and provides on the job training for staff auditors. The main function of a Senior Auditor - ICFR SOX Testing is to carry out a testing of ... with ICFR Standards and draft findings with design and operational effectiveness testing SUMMARY OF DAY-TO-DAY RESPONSIBILITIES for Senior Auditor for Business… more
- Coinbase (Charlotte, NC)
- …Attendance is expected and fully supported. The Coinbase Internal Audit is an independent , third line function that reports directly to the Coinbase Audit Committee. ... By executing all aspects of audits, including planning, walkthroughs, testing , deficiency remediation, and report writing in accordance with...Audit department (the third line of defense), you will lead , direct and own the company's SOX 404 and… more
- KeyBank (Amherst, NY)
- …Management and Trust lines of business, products, and functional activities. Individuals lead the design and execution of testing and continuous monitoring ... with other members of REA team on projects and testing . The Senior Compliance Manager must have...and manage a team of wealth management and trust testing professionals and provide oversight of the independent… more
- American Express (New York, NY)
- …updates) + Lead control monitoring (supplemental to BU process owners testing ) and proactively communicate key OR trends, activities, and events to senior ... inherent and residual risk. GCS is looking for a Senior Manager - Control Management - RCSA focused on...areas signal need for intervention and focus), including conducting independent quality assurance and vertical process testing … more
- Citigroup (Queens, NY)
- …logic, and reporting of Spot RWA balances and ensure completeness and accuracy of testing results to senior management. Lead Analyst Role and ... root cause analysis on identified issues, and escalating potential problems. The Lead Analyst will also evaluate testing results to make recommendations… more
- TD Bank (Greenville, SC)
- …industry standards. **Department Overview:** **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight function ... (COF) including;** + **Compliance-wide frameworks, guidelines and standards for testing , monitoring, risk assessment, reporting and other activities** + **Internal… more
- TD Bank (NY)
- …functional or operations improvements + Serves as a source of expert advice to senior management in field of specialty; may lead team(s) of related ... role. **Line of Business:** Risk Management **Job Description:** The Senior Group Risk Specialist within Operational Risk Management ("ORM")...the US and Canada. Reporting to the Segment Risk Lead for US Wealth, Epoch and Insured Deposit Account,… more
- Allegion (Carmel, IN)
- …visa status (eg, H-1B, TN, etc.) for this employment position._ **Job Summary:** The Senior Auditor will be part of the independent and objective global Audit ... Services team that assists Allegion in fulfilling its goals and objectives through independent reviews and assessments. The Senior Auditor will participate and… more
- BMO Financial Group (Chicago, IL)
- …and verbal communication, including executive-level materials. + Proven ability to lead projects, manage multiple priorities, and influence senior stakeholders. ... our US AML Office. This role partners closely with senior leadership and regulators to ensure AML programs meet...meaningful impact on the organization. What You'll Do: + Lead preparation and execution of regulatory exams and audits,… more